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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

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FORM 8-K/A

(Amendment No. 1)

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Current report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 2, 2022

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BAYCOM CORP

(Exact name of registrant as specified in its charter)

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Registrant’s telephone number, including area code: (925) 476-1800

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Not Applicable

(Former name or former address, if changed from last report

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

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☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

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☐    Soliciting material pursuant to rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

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☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

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☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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Securities registered pursuant to Section 12(b) of the Act:

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Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

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Emerging growth company  ☒

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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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Explanatory Note

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This Amendment No. 1 to Current Report on Form 8-K/A is being filed with the Securities and Exchange Commission (the “SEC”) solely to amend and supplement Item 9.01 of the Current Report on Form 8-K (the “Original Form 8-K”) filed by BayCom Corp (“BayCom”) on February 2, 2022, reporting under Item 2.01 the completion of its previously announced merger (the “Merger”) with Pacific Enterprise Bancorp (“PEB”). Under Item 9.01 of the Original Form 8-K, BayCom stated that (a) the historical financial statements required by Item 9.01 of Form 8-K would be filed as an amendment to the Original Form 8-K not later than 71 days after the date the Original Form 8-K was required to be filed. No modifications have been made to information contained in the Original Form 8-K, and BayCom has not updated any information contained therein to reflect events that have occurred since the date of the Original Form 8-K.

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ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.

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The audited consolidated balance sheets of PEB as of December 31, 2020 and 2019, the related audited

consolidated statements of earnings, comprehensive income, changes in shareholder’s equity, and cash flows of PEB for the years ended December 31, 2020 and 2019, the notes related thereto and the independent Auditor’s Report, are filed as Exhibit 99.1 and incorporated herein by reference.

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The unaudited condensed interim financial statements of PEB as of September 30, 2021 and for the nine months ended September 30, 2021 are attached as Exhibit 99.2 and incorporated herein by reference.

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The unaudited pro forma condensed combined financial information of BayCom and PEB as September 30,

2021 and for the nine months ended September 30, 2021 and the year ended December 31, 2020 are attached as Exhibit 99.3 and incorporated herein by reference.

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(d) Exhibits

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SIGNATURES

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Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

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