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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): August 18, 2021

 

DUNE ACQUISITION CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware   001-39819   85-1617911
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

700 S. Rosemary Avenue, Suite 204

West Palm Beach, FL 33401

(Address of principal executive offices, including zip code)

 

Registrant’s telephone number, including area code: 1 (917) 742-1904

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant   DUNEU   The Nasdaq Stock Market LLC
Class A common stock, par value $0.0001 per share   DUNE   The Nasdaq Stock Market LLC
Redeemable warrants, each warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share   DUNEW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

 

Item 7.01 Regulation FD Disclosure.

 

On August 18. 2021, Dune Acquisition Corporation (the “Company”) issued a press release announcing that the Company and Carter Glatt, its Founder and Chief Executive Officer, will participate in Nasdaq’s Opening Bell Ringing Ceremony on August 19, 2021 to celebrate the closing of the Company’s December 2020 initial public offering. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K.

 

The information in this Item 7.01 and Exhibit 99.1 attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to liabilities under that section, and shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filings.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

 

     
Exhibit
No.
   Description
   
99.1    Press Release, dated as of August 18, 2021

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  DUNE ACQUISITION CORPORATION
   
  By: /s/ Carter Glatt
    Name: Carter Glatt
    Title: Chief Executive Officer
       
Date:  August 18, 2021    

 

 

 

 

 

Exhibit 99.1

 

Dune Acquisition Corporation Announces Ceremonial Ringing of the Nasdaq Opening Bell on August 19, 2021

·Dune is founded and led by Chief Executive Officer, Carter Glatt, who at the time of IPO was the youngest SPAC Founder on a U.S. Listed Exchange
·The Company completed its Upsized and Oversubscribed IPO in December 2020

NEW YORK, Aug. 18, 2021 (GLOBE NEWSWIRE) -- Dune Acquisition Corporation (the “Company”) (Nasdaq: DUNEU, DUNE, DUNEW) is pleased to announce the celebration of its December 2020 initial public offering with the Nasdaq Opening Bell Ringing Ceremony on August 19, 2021.

“We are so grateful to our partners at the Nasdaq for inviting us to ring the Opening Bell – this is a time-honored and iconic achievement that the team at Dune feels privileged to have been offered. As we continue our SPAC journey, we look forward to identifying and partnering with a target business in an initial business combination commensurate with our stockholders’ expectations when they invested in our upsized IPO,” said Carter Glatt, Founder and Chief Executive officer of the Company.

In addition to Mr. Glatt’s leadership, Dune is supplemented by a well-rounded board of directors whose members are thought leaders in the software, FinTech, entertainment, Internet, and consumer sectors.

“As a next-generation asset class, we believe that SPACs are one of the fastest growing and preferential investment alternatives available today,” said Jeron Smith, a member of the Company’s board of directors and the founder of The Incubation Lab in partnership with Sony Pictures Entertainment. “Mr. Glatt is globally recognized as a leader of this movement, which is underscored by his operational expertise accrued in the space. As a director of this historic SPAC, I couldn’t be more excited to ring the Opening Bell alongside Carter and my family.”

About Dune Acquisition Corporation

Dune Acquisition Corporation was founded by its Chief Executive Officer, Carter Glatt. The Company is a blank check company whose business purpose is to effect a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses. While the Company may pursue an initial business combination target in any industry or geographic region, the Company intends to focus its search for an initial business combination on companies within the technology sector, particularly companies pursuing a Software as a Service, or SaaS, model.

Cautionary Note Concerning Forward-Looking Statements
This press release contains statements that constitute “forward-looking statements,” including with respect to the Company’s search for an initial business combination. No assurance can be given that the Company will identify a suitable business combination target or that any initial business combination will be successful. Forward-looking statements are subject to numerous conditions, many of which are beyond the control of the Company, including those set forth in the Risk Factors section of the Company’s Annual Report on Form 10-K/A filed with the SEC on June 21, 2021. Copies are available on the SEC’s website, www.sec.gov. The Company undertakes no obligation to update these statements for revisions or changes after the date of this release, except as required by law.

Contact
Dune Acquisition Corporation
[email protected]
(917) 742-1904