UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): July 14, 2021

UTG, INC
(Exact name of registrant as specified in its charter)

Delaware
 
0-16867
 
20-2907892
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)

205 North Depot Street
Stanford, Kentucky 40484
(Address of principal executive offices, including zip code)

(217) 323-6300
(Registrant's telephone number, including area code)

Not Applicable
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter):

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 4.01.  Changes in Registrant’s Certifying Accountant
On July 13, 2021 UTG, Inc, (“Registrant”), entered into a letter agreement with Armanino LLP to complete the professional services previously engaged by Brown Smith Wallace LLC for the Registrant.
Brown Smith Wallace LLC and Armanino LLP will merge effective August 1, 2021.  The firm will carry the Armanino LLP name and maintain all current operations.
Item 9.01.  Financial Statements and Exhibits
(c)  Exhibits.
Exhibit No.
Description
   
16.1
16.2
Brown Smith Wallace LLC press release dated June 9, 2021
Letter Agreement between the Registrant and Armanino LLP Executed July 13, 2021

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
UTG, INC.
 
 
 
Date: July 14, 2021
By:  
/s/ Theodore C. Miller
 
 
 
Theodore C. Miller
 
 
 
Senior Vice President and Chief Financial Officer