8-K

Alset Inc. (AEI)

8-K 2021-11-05 For: 2021-11-03
View Original
Added on April 11, 2026

UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

Washington,

DC 20549

FORM

8-K

CURRENT

REPORT

Pursuant

to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 3, 2021

ALSET EHOME INTERNATIONAL INC.
(Exact<br> name of registrant as specified in its charter)
Delaware 001-39732 83-1079861
--- --- ---
(State<br> of incorporation<br><br> <br>or<br> organization) (Commission<br><br> <br>File<br> Number) (IRS<br> Employer<br><br> <br>Identification<br> No.)

4800Montgomery Lane, Suite 210

Bethesda,Maryland 20814

(Address of principal executive offices) (Zip Code)

Registrant’s

telephone number, including area code (301) 971-3940


N/A

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered
Common<br> Stock, $0.001 par value AEI The<br> Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Appointmentof New Member of the Board


On November 3, 2021, Mr. Wong Shui Yeung joined the Board of Directors of Alset EHome International Inc. (the “Company”). Mr. Wong will serve on our Audit Committee, Nominations and Corporate Governance Committee and Compensation Committee.

Mr. Wong is a practicing member and fellow member of the Hong Kong Institute of Certified Public Accountants and a member of Hong Kong Securities and Investment Institute and holds a bachelor’s degree in business administration. He has over 20 years’ experience in accounting, auditing, corporate finance, corporate investment and development, and company secretarial practice. Mr. Wong has served an independent, non-executive director, and Chairman of the Audit & Risk Management Committee and the Remuneration Committee of our subsidiary Alset International Limited since June 2017.

Mr. Wong was an independent non-executive director of SMI Holdings Group Limited from April 2017 to December 2020 and SMI Culture & Travel Group Holdings Limited from December 2019 to November 2020, the shares of which are listed on the Main Board of The Stock Exchange of Hong Kong Limited.

There is no arrangement or understanding with Mr. Wong and any other person pursuant to which he was elected as a director of the Company. There is no family relationship between Mr. Wong and any director or executive officer of the Company, and he is not a party to a related party transaction within the meaning of Item 404(a) of Regulation S-K.

Resignationof Member of the Board

On November 3, 2021, Robert H. Trapp resigned as a member of the Board of Directors of the Company. Mr. Trapp did not advise the Company of any disagreement with the Company on any matter relating to its operations, policies or practices

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

ALSET EHOME INTERNATIONAL INC.
Date:<br> November 5, 2021 By: /s/ Rongguo Wei
Name: Rongguo<br> Wei
Title: Co-Chief<br> Financial Officer