8-K

Aimfinity Investment Corp. I (AIMTF)

8-K 2022-06-15 For: 2022-06-14
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Added on April 06, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 14, 2022

Aimfinity Investment Corp. I

(Exact name of registrant as specified in its charter)

Cayman Islands 001-41361 98-1641561
(State or other jurisdiction<br> <br>of incorporation) (Commission<br> <br>File Number) (IRS Employer<br> <br>Identification Number)
1 Rockefeller Plaza, 11th Floor, New York, New York 10022
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(Address of principal executive offices) (Zip Code)

(646) 722-2971

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act.

Title of each class Trading<br> <br>Symbol Name of each exchange<br> <br>on which registered
Units, consisting of one Class A ordinary share, $0.0001 par value, one Class 1 redeemable warrant and one-half of one Class 2 redeemable warrant AIMAU The Nasdaq Stock Market LLC
Class A ordinary shares, $0.0001 par value AIMA The Nasdaq Stock Market LLC
Class 1 redeemable warrants, each exercisable for one Class A ordinary share at an exercise price of $11.50 AIMAW The Nasdaq Stock Market LLC
Class 2 redeemable warrants, each exercisable for one Class A ordinary share at an exercise price of $11.50 AIMAW The Nasdaq Stock Market LLC
New Units, consisting of one Class A ordinary share, $0.0001 par value, and one-half of one Class 2 redeemable warrant AIMBU The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

Item 8.01 Other Events.

On June 14, 2022, Aimfinity Investment Corp. I (the “Company”) announced that holders of the Company’s units (the “Units”) may elect to separately trade the Class 1 redeemable warrants included in the Units (the “Class 1 Warrants”) commencing on June 16, 2022 (the 52nd day following April 25, 2022, the date of the Company’s prospectus in connection with its initial public offering). Each Unit consists of one Class 1 Warrant, one Class A ordinary share, par value $0.0001 per share (the “Class A Ordinary Shares”) and one-half of one Class 2 redeemable warrant (the “Class 2 Warrants”).

The new units resulting from such separation (each such unit consisting of one Class A Ordinary Share and one-half of one Class 2 Warrant, the “New Units”) and the Class 1 Warrants will trade on the Nasdaq Global Market under the symbols “AIMBU” and “AIMAW”, respectively. Any Units not separated will continue to trade under the symbol “AIMAU”. No fractional warrants will be issued upon separation of the Units, and only whole warrants will trade. Holders of Units will need to have their brokers contact the Company’s transfer agent, VStock Transfer, LLC, in order to separate the holders’ Units into Class 1 Warrants and New Units.

A copy of the press release issued by the Company announcing the separate trading of the securities underlying the Units is attached hereto as Exhibit 99.1.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit<br>No. Description of Exhibits
99.1 Press Release, dated June 14, 2022
104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

AIMFINITY INVESTMENT CORP. I
By: /s/ Jing Cao
Name: Jing Cao
Title: Chief Executive Officer
Date: June 15, 2022

EX-99.1

Exhibit 99.1

LOGO

Aimfinity Investment Corp. I Announces the Separate Trading of its Class 1 Warrants and New Units,Commencing June 16, 2022.

NEW YORK, June 14, 2022 /PRNewswire/ — Aimfinity Investment Corp. I (NASDAQ: AIMAU) (“Aimfinity” or the “Company”) announced today that, commencing June 16, 2022, holders of units (the “Units”) sold in the Company’s initial public offering (“IPO”) of 8,050,000 Units completed on April 28, 2022, may elect to separately trade the Class 1 redeemable warrants included in the Units. Each Unit consists of one Class A ordinary share, one Class 1 Warrant and one-half of one Class 2 redeemable warrant. Each whole warrant entitles the holder of the warrant to purchase one Class A ordinary share. Any Units not separated will continue to trade on NASDAQ under the symbol “AIMAU,” and the Class 1 redeemable warrants that are separated and the resulting new units consisting of one Class A ordinary share and one-half of one Class 2 redeemable warrant will trade on NASDAQ under the symbols “AIMAW” and “AIMBU,” respectively. No fractional warrants will be issued upon separation of the Units and only whole warrants will trade. Holders of Units will need to have their brokers contact VStock Transfer, LLC, the Company’s transfer agent, in order to separate the holders’ Units into Class 1 redeemable warrants and new units.

The Units were initially offered by the Company in an underwritten offering. US Tiger Securities, Inc. and EF Hutton, division of Benchmark Investments, LLC acted as the joint book running managers.

A registration statement relating to these securities has been filed with the Securities and Exchange Commission (“SEC”) and became effective on April 25, 2022. The offering is being made only by means of a prospectus, copies of which may be obtained, when available, by contacting US Tiger Securities, Inc., 437 Madison Avenue, 27th Floor, New York, New York 10022; email: IB@ustigersecurities.com. Copies of the registration statement can be accessed through the SEC’s website at www.sec.gov.

This press release shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

About Aimfinity Investment Corp. I

Aimfinity Investment Corp. I is a blank check company incorporated as a Cayman Islands exempted company for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization, or similar business combination with one or more businesses or entities.

Forward-Looking Statements

This press release includes “forward looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934. All statements other than statements of historical fact included in this press release are forward looking statements. Forward looking statements are subject to numerous conditions, risks and changes in circumstances, many of which are beyond the control of the Company, including those set forth in the “Risk Factors” section of the Company’s registration statement, as amended from time to time, and prospectus for the offering filed with the SEC. Such forward-looking statements include the separate trading on NASDAQ of the Company’s Class A ordinary shares and warrants underlying the Units, the successful consummation of the Company’s IPO, and the Company’s search for an initial business combination. The Company expressly disclaims any obligations or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Company’s expectations with respect thereto or any change in events, conditions or circumstances on which any statement is based.