Assurant, Inc 8-K, filed May 11, 2020
Assurant, Inc. (AIZ)
8-K
2020-05-11
For: 2020-05-07
View Original
Added on
April 06, 2026
About this 8-K
Assurant, Inc filed this 8-K on May 11, 2020, reporting on events of May 7, 2020.
Items reported
- Item 5.07: Shareholder vote results
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 11, 2020 (May 7, 2020 )
(Exact Name of Registrant as Specified in its Charter)
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) | ||
(212 ) 859-7000
(Address, including zip code, and telephone number, including area code, of Registrant’s Principal Executive Offices)
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class | Trading Symbol(s) | Name of Each Exchange on Which Registered |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders
On May 7, 2020, Assurant, Inc. (the “Company”) held its 2020 annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders: (1) elected each of the nominees listed below to the Company’s Board of Directors to serve until the 2021 annual meeting of stockholders or until their respective successors are elected and qualified; (2) ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020; and (3) approved, by non-binding advisory vote, the 2019 compensation paid to the Company’s named executive officers.
The following is a summary of the votes cast, as well as the number of abstentions and broker non-votes, as to each proposal, including a separate tabulation with respect to each nominee for director.
Proposal 1: Election of Directors
Nominee | Votes For | Votes Against | Abstentions | Broker Non-Votes | ||||
Elaine D. Rosen | 50,103,099 | 979,294 | 41,730 | 2,433,613 | ||||
Paget L. Alves | 50,658,018 | 424,398 | 41,707 | 2,433,613 | ||||
Juan N. Cento | 48,623,608 | 2,441,032 | 59,483 | 2,433,613 | ||||
Alan B. Colberg | 50,932,302 | 152,261 | 39,560 | 2,433,613 | ||||
Harriet Edelman | 50,668,493 | 413,920 | 41,710 | 2,433,613 | ||||
Lawrence V. Jackson | 50,290,986 | 791,360 | 41,777 | 2,433,613 | ||||
Jean-Paul L. Montupet | 49,317,340 | 1,764,971 | 41,812 | 2,433,613 | ||||
Debra J. Perry | 48,394,404 | 2,682,328 | 47,391 | 2,433,613 | ||||
Ognjen Redzic | 50,918,441 | 163,821 | 41,861 | 2,433,613 | ||||
Paul J. Reilly | 49,756,002 | 1,326,370 | 41,751 | 2,433,613 | ||||
Robert W. Stein | 50,915,917 | 166,114 | 42,092 | 2,433,613 | ||||
Proposal 2: Ratification of Appointment of PricewaterhouseCoopers LLP as the Company's Independent
Registered Public Accounting Firm for Fiscal Year 2020
Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
50,909,608 | 2,627,572 | 20,556 | N/A | |||
Proposal 3: Non-Binding Advisory Vote on the 2019 Compensation of the Company's Named Executive Officers
Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
48,183,414 | 2,900,604 | 40,105 | 2,433,613 | |||
Item 9.01 Financial Statements and Exhibits
The following exhibit is being filed herewith:
Exhibit No. | Exhibit |
104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ASSURANT, INC. | |||
Date: May 11, 2020 | By: | /s/ Mariana Wisk | |
Mariana Wisk | |||
Vice President, Corporate Counsel and Interim Secretary | |||
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