Alx Oncology Holdings Inc 8-K, filed Jun 16, 2022
Alx Oncology Holdings Inc (ALXO)
About this 8-K
Alx Oncology Holdings Inc filed this 8-K on June 16, 2022, reporting on events of June 14, 2022.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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| Item 5.07. | Submission of matters to a vote of security holders. |
ALX Oncology Holdings Inc. (the “Company”) held its Annual Meeting of stockholders (the “Annual Meeting”) on June 14, 2022. The matters voted upon at the Annual Meeting and the voting results for each proposal are set forth below.
Proposal 1: Election of Two Class II Directors
| Name of Director |
For | Withheld | Broker Non-Votes | |||||||||
| Itziar Canamasas, Ph.D. |
31,224,326 | 1,088,172 | 1,958,445 | |||||||||
| Jack Nielsen |
27,509,300 | 4,803,198 | 1,958,445 | |||||||||
Each director nominee was duly elected to serve until the 2025 annual meeting of stockholders and until their successor is duly elected and qualified, subject to earlier resignation or removal.
Proposal 2: Advisory Vote on the Compensation of the Company’s Named Executive Officers
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 28,566,208 |
3,738,258 | 8,032 | 1,958,445 |
The stockholders approved, on an advisory basis, the compensation paid to the Company’s named executive officers, as disclosed in the proxy statement for the Annual Meeting.
Proposal 3: Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation
| Every Year |
Every 2 Years |
Every 3 Years |
Abstain | |||
| 32,294,203 |
182 | 11,708 | 6,405 |
The stockholders supported, on an advisory basis, every year as the proposed frequency of future stockholder advisory votes on the compensation of the Company’s named executive officers, the “Say-on-Pay” proposal. Based on the recommendation of the Board of Directors in the proxy statement for the Annual Meeting and the voting results from Proposal 3, the Company will include a Say-on-Pay proposal in its proxy statement every year until the next required non-binding advisory vote on the frequency of a Say-on-Pay vote.
Proposal 4: Ratification of the Appointment of Independent Registered Public Accounting Firm
| For |
Against |
Abstain | ||
| 34,268,632 |
643 | 1,668 |
The stockholders ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| ALX ONCOLOGY HOLDINGS INC. | ||
| By: | /s/ Peter Garcia | |
| Peter Garcia | ||
| Chief Financial Officer | ||
Date: June 16, 2022