8-K
Amalgamated Financial Corp. (AMAL)
UNITED
STATES
SECURITIESAND EXCHANGE COMMISSION
Washington,D.C. 20549
FORM
8-K
CURRENTREPORT
PURSUANT TO SECTION 13 OR15(d) OF THESECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest eventreported): October 13, 2021
AMALGAMATED
FINANCIAL CORP.
(Exact name of registrantas specified in its charter)
| ****<br><br> <br>Delaware | ****<br><br> <br>001-40136 | ****<br><br> <br>85-2757101 |
|---|---|---|
| (State or other jurisdictionof incorporation) | (Commission File Number) | (IRS Employer IdentificationNo.) |
275 Seventh Avenue, New York,New York 10001
(Address of principal executiveoffices) (Zip Code)
Registrant’s telephonenumber, including area code: (212) 895-8988
NotApplicable
(Formername or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading<br><br> <br>Symbol(s) | Name of exchange<br><br> <br>on which registered |
|---|---|---|
| Common stock, par value $0.01 per share | AMAL | The Nasdaq Global Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR § 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR § 240.12b-2).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
|---|
On October 13, 2021, Ms. Patricia Diaz Dennis notified Amalgamated Financial Corp. (“Company”) of her decision to not stand for re-election at the Company’s 2022 Annual Meeting of the Stockholders, when her term expires. Ms. Diaz Dennis’ decision is not the result of any disagreement with the Company’s operations, policies or procedures.
| Item 9.01 | Financial Statements and Exhibits. |
|---|
(d) Exhibits See Exhibit Index to this report.
Exhibit Index
| Exhibit No. | Description |
|---|---|
| 104 | The cover page from this Current Report<br>on Form 8-K, formatted in Inline XBRL. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AMALGAMATED FINANCIAL CORP. | |
|---|---|
| By: | /s/ Priscilla Sims Brown |
| Name: | Priscilla Sims Brown |
| Title: | Chief Executive Officer |
Date: October 14, 2021