6-K
UBS AG (AMUB)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 6-K
REPORT OF FOREIGN PRIVATE
ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: November 8, 2024
UBS AG
(Registrant's Name)
Bahnhofstrasse 45, 8001 Zurich, Switzerland
Aeschenvorstadt 1, 4051 Basel, Switzerland
(Address of principal executive offices)
Commission File Number: 1-15060
Indicate by check mark whether the registrant files or will file annual
reports under cover of
Form 20-F or Form 40-F.
Form 20-F
☒
Form 40-F
☐
UBS AG produces regular annual and quarterly reports, which are submitted to the SEC under
Forms
20-F
and
6-K,
respectively.
UBS
AG’s
consolidated
financial
statements
are
prepared
in
accordance with IFRS Accounting Standards. SEC regulations require certain additional disclosures to
be
included
in
registration
statements
relating
to
offerings
of
securities.
Certain
of
these
additional
disclosures follow herein,
and should
be read
in conjunction with
the annual
report on
Form 20-F
for
the year ended 31 December 2023 of UBS AG, filed with the SEC on March 28, 2024, as well as UBS
AG's first quarter 2024 report, submitted to
the SEC on Form 6-K on
May 7, 2024, UBS AG’s
second
quarter 2024
report, submitted
to the
SEC on
Form 6-K
on August
23, 2024,
and UBS
AG’s third quarter
2024 report, submitted to the SEC on Form 6-K on November 8, 2024.
Capitalization of UBS AG
The table
below presents
the consolidated
capitalization
of UBS
AG in
accordance
with IFRS
Accounting
Standards in US dollars, the presentation currency
of UBS AG.
As of
USD m
30.9.24
30.6.24
Debt:
Short-term debt issued
1
89,791
93,029
Long-term debt issued
2
244,149
244,477
of which: eligible as non-Basel III-compliant tier 2 capital
instruments
289
536
Total debt issued
3
333,941
337,506
of which: Funding from UBS Group AG
117,954
116,581
Equity attributable to shareholders
96,943
93,392
Equity attributable to non-controlling interests
879
855
Total capitalization
431,763
431,753
1 Short-term debt issued consists of
debt issued (reflected on the balance
sheet lines Debt issued measured
at amortized cost and Debt
issued designated at fair value)
by UBS AG and its
subsidiaries and Funding from UBS Group AG (measured at amortized cost and designated at fair value) with a remaining contractual maturity of less than one year without considering any
early redemption features.
2 Long-term debt issued consists of debt issued (reflected on the balance sheet lines Debt issued measured at amortized cost and Debt issued designated at fair
value) by UBS AG and
its subsidiaries and Funding from
UBS Group AG (measured at
amortized cost and designated at
fair value) with a
remaining contractual maturity of more
than one
year without considering any early redemption features.
3 As of 30 September 2024, 88% of the total debt issued was unsecured.
This Form
6-K is
hereby incorporated
by reference
into (1)
the registration
statement of
UBS AG
on
Form F-3
(Registration Numbers
333-263376 and 333-278934),
and into
each prospectus outstanding
under
the foregoing
registration statement,
(2) any
outstanding offering
circular or
similar document
issued or
authorized by
UBS AG
that incorporates
by reference
any Forms
6-K of
UBS AG
that are
incorporated into its
registration statements
filed with the
SEC, and (3)
the base prospectus
of Corporate
Asset
Backed Corporation
(“CABCO”) dated
June 23,
2004 (Registration
Number 333-111572),
the
Form 8-K of CABCO filed
and dated June 23, 2004
(SEC File Number 001-13444),
and the Prospectus
Supplements
relating
to
the
CABCO Series
2004-101
Trust
dated
May
10,
2004
and
May
17,
2004
(Registration Numbers
033-91744 and 033-91744-05).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly
caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
UBS AG
By: _/s/ David Kelly _____________
Name:
David Kelly
Title:
Managing Director
By: _/s/ Ella Campi ______________
Name:
Ella Campi
Title:
Executive Director
Date:
November 8, 2024