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8-K

Alphatec Holdings, Inc. (ATEC)

8-K 2022-06-16 For: 2022-06-15
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UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 15, 2022

Alphatec Holdings, Inc.

(Exact name of Registrant as Specified in Its Charter)

Delaware 000-52024 20-2463898
(State or Other Jurisdiction<br>of Incorporation) (Commission File Number) (IRS Employer<br>Identification No.)
1950 Camino Vida Roble
Carlsbad, California 92008
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, Including Area Code: 760 431-9286
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Not applicable
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(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading<br>Symbol(s) Name of each exchange on which registered
Common stock, par value $.0001 per share ATEC NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07 Submission of Matters to a Vote of Security Holders.

On June 15, 2022, the Company held its Annual Meeting of Stockholders (the “Annual Meeting”). The Company filed its definitive proxy statement on Schedule 14A with the SEC on April 28, 2022. The proxy statement describes in detail each of the three proposed voting matters (the “Proposals”) submitted to the Company’s stockholders at the Annual Meeting. As of April 19, 2022, the record date of the Annual Meeting, there were 101,695,039 outstanding shares of the Company’s common stock. At the Annual Meeting, a quorum of 74,698,509 shares of the Company’s common stock were represented in person or by proxy. The final results for the votes cast with respect to each Proposal are set forth below.

Proposal 1

The stockholders elected each of Elizabeth Altman, Evan Bakst, Andy S. Barnett, Mortimer Berkowitz III, Quentin Blackford, Karen K. McGinnis, Marie Meynadier, Patrick S. Miles, David H. Mowry, David R. Pelizzon, Jeffrey P. Rydin, James L.L. Tullis, and Ward W. Woods to serve on the Company’s Board of Directors for a term of one year until the 2023 Annual Meeting of Stockholders and until their respective successors have been duly elected and qualified, or until their earlier death or resignation, by the following vote:

Nominee Votes For Votes Withheld Broker Non-Votes
Elizabeth Altman 56,599,979 101,583 17,996,947
Evan Bakst 55,890,267 811,295 17,996,947
Andy S. Barnett 56,443,869 257,693 17,996,947
Mortimer Berkowitz III 49,029,429 7,672,133 17,996,947
Quentin Blackford 51,512,146 5,189,416 17,996,947
Karen K. McGinnis 51,487,072 5,214,490 17,996,947
Marie Meynadier 56,472,852 228,710 17,996,947
Patrick S. Miles 56,383,618 317,944 17,996,947
David H. Mowry 56,605,948 95,614 17,996,947
David R. Pelizzon 55,956,958 744,604 17,996,947
Jeffrey P. Rydin 56,494,795 206,767 17,996,947
James L.L. Tullis 55,385,525 1,316,037 17,996,947
Ward W. Woods 50,787,568 5,913,994 17,996,947

Proposal 2

The stockholders ratified the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2022 by the following vote:

Votes For Votes Against Abstentions Broker Non-Votes
74,571,507 73,159 53,843 0

Proposal 3

The stockholders approved, on a non-binding advisory basis, the compensation of the Company’s named executed officers by the following vote:

Votes For Votes Against Abstentions Broker Non-Votes
37,605,393 18,739,526 356,643 17,996,947

No other items were presented for stockholder approval at the Annual Meeting.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

ALPHATEC HOLDINGS, INC.
Date: June 16, 2022 By: /s/ J. Todd Koning
J. Todd Koning <br>Executive Vice President and Chief Financial Officer