6-K
Aurelion Inc. (AURE)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUERPURSUANT TO RULE 13a-16 OR 15d-16UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of March 2026
Commission File Number: 001-41734
Aurelion Inc.
Office Unit 6620B, 66/F, The Center
99 Queen’s Road Central
Central, Hong Kong
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F ☒ Form 40-F ☐
Explanatory Note
Exhibit 99.1 to this current report on Form 6-K is incorporated by reference into the registration statement on Form F-3 of Aurelion Inc. (File No. 333-290953) and related prospectus, and shall be a part thereof from the date on which this current report is furnished, to the extent not superseded by documents or reports subsequently filed or furnished.
1
EXHIBITS
| Exhibit No. | Description |
|---|---|
| 99.1 | Press Release – Aurelion Regains Compliance with Nasdaq Minimum Bid Price Requirement |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Aurelion Inc. | ||
|---|---|---|
| Date: March 9, 2026 | By: | /s/ Bjorn Schmidtke |
| Name: | Bjorn Schmidtke | |
| Title: | Chief Executive Officer |
3
Exhibit 99.1
Aurelion Regains Compliance with Nasdaq MinimumBid Price Requirement
HONG KONG, March 9, 2026 /PRNewswire/ -- Aurelion Inc. (NASDAQ: AURE) (“Aurelion” or the “Company”) today announced that it received a notification letter (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) on March 5, 2026 notifying the Company that it has regained compliance with the Nasdaq Capital Market’s minimum bid price requirement and that the matter is now closed.
On April 1, 2025, the Company was first notified by Nasdaq of its failure to maintain a minimum closing bid price of at least $1.00 per share for 30 consecutive trading days under Nasdaq Listing Rules 5550(a)(2) and 5810(c)(3)(A), and was given 180 calendar days, or until September 29, 2025, to regain compliance. On October 1, 2025, the Company received an additional 180-day extension from Nasdaq, or until March 30, 2026, to regain compliance. On February 19, 2026, the Company effected a 1-for-10 share consolidation (the “Share Consolidation”).
The Notice noted that as of March 5, 2026, the Company evidenced a closing bid price of its Class A ordinary shares at or greater than $1.00 per share from February 19, 2026 through March 4, 2026. Accordingly, the Company has regained compliance with Nasdaq Listing Rule 5550(a)(2), and Nasdaq considers the matter closed.
The following table sets forth the outstanding shares and warrants as of the date of this press release, which have reflected the Share Consolidation.
| Class A Shares Outstanding | 19,361,639 |
|---|---|
| Class B Shares Outstanding | 15,251,516 |
| Class A Warrants – pre-funded | 2,222,224 |
| Outstanding Share Capital (including outstanding shares and pre-funded warrants) | 36,835,379 |
| Class-A Warrants at $4.7 strike | 7,083,335 |
| Class-A Warrants at $5.4 strike | 7,083,335 |
| Class-A Warrants at $10.0 strike | 3,169,805 |
| Class-B Warrants at $4.7 strike | 6,805,557 |
| Class-B Warrants at $5.4 strike | 6,805,557 |
| Class-B Primary Warrants | 800,000 |
| Total Warrants | 31,747,589 |
About Aurelion
Aurelion is NASDAQ’s first Tether Gold (XAU₮) Real World Asset (RWA) company focused on developing a business around tokenized gold. XAU₮ combines the stability of physical gold with the efficiency of blockchain, providing investors access to tokenized gold reserve that could serve as a safe haven to inflation, currency devaluation and crypto volatility. In parallel to building a business around the development of tokenized gold, Aurelion provides wealth management and asset management services.
Contacts
Investor Contact: [email protected]