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D. E. Shaw & Co., Inc.

Position in AXTI — Axt Inc

CIK 1009207 New York, NY

Position in AXTI

as of Jun 30, 2026 · filed Aug 14, 2026
Position Value
$162,186,126
+$117,955,060 QoQ
Shares Held
2,250,085
+189.9% QoQ
Ownership
3.43%
of shares outstanding
% of Portfolio
0.11%
of 13F equity value
Holder Rank
#5
of 257 holders
Holding Since
Jun 2020
19 quarters on record
Voting authority Sole 100% Shared 0% None 0%

Common Shares in AXTI Over Time

Shares Held

Position Value (USD)

Derivatives in AXTI

reported options exposure · as of Jun 30, 2026
CallValue
$16,174,752
CallShares
224,400
PutValue
$15,835,976
PutShares
219,700

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Semiconductor Equipment & Materials

Technology · as of Jun 30, 2026

D. E. Shaw & Co., Inc. holds $1,402,689,973 across 23 Semiconductor Equipment & Materials names. AXTI ranks #2 (11.6% of the industry book) .

# Ticker Company Shares Value (USD) Open
2 AXTI
Axt Inc
This page
2,250,085 $162,186,126

All Filings in AXTI

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22 filing rows on record
Report Date Value (USD) Shares
2026-06-30 $162,186,126 2,250,085
2026-06-30 $15,835,976 219,700
2026-06-30 $16,174,752 224,400
2026-03-31 $7,692,300 135,000
2026-03-31 $44,231,066 776,256
2025-12-31 $7,255,803 443,780
2025-06-30 $149,246 71,410
2025-03-31 $217,699 154,397
2024-12-31 $1,315,811 606,365
2024-09-30 $1,234,611 510,170
2024-06-30 $2,042,483 604,285
2024-03-31 $3,074,060 669,730
2023-12-31 $1,223,243 509,685
2023-09-30 $1,048,692 436,955
2023-06-30 $964,197 280,290
2023-03-31 $754,424 189,554
2022-12-31 $1,090,401 248,950
2022-09-30 $986,709 147,270
2022-06-30 $211,376 36,071
2022-03-31 $307,988 43,873
2021-12-31 $507,306 57,583
2020-06-30 $157,965 33,186