BayFirst Financial Corp 8-K, filed May 23, 2022
BayFirst Financial Corp. (BAFN)
8-K
2022-05-23
For: 2022-05-19
View Original
Added on
April 06, 2026
About this 8-K
BayFirst Financial Corp filed this 8-K on May 23, 2022, reporting on events of May 19, 2022.
Items reported
- Item 5.07: Shareholder vote results
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) May 19, 2022
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Emerging growth company | |||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. | |||||
Item 5.07. Submission of Matters to a Vote of Security Holders.
The 2022 annual meeting of shareholders (the “Annual Meeting”) of BayFirst Financial Corp. (the "Company") was held on May 19, 2022. There were a total of 4,013,016 shares of common stock outstanding as of the record date for the Annual Meeting, of which 2,252,233 were present in person or by proxy at the meeting, representing 56.1% of the outstanding shares eligible to vote.
Proposal 1:
A proposal to elect 13 nominees to serve as directors, each for a term expiring at the 2023 annual meeting of shareholders, was presented to the shareholders. The results of the shareholder vote on the proposal were as follows:
| Nominees | Number of Shares Voted For | Abstentions and Broker Non-Vote | Number of Shares Voted Withheld | |||||||||||||||||
| George Apostolou | 2,249,996 | 1,760,783 | 2,237 | |||||||||||||||||
| Derek S. Berset | 2,214,889 | 1,760,783 | 37,344 | |||||||||||||||||
| Mark S. Berset | 2,215,073 | 1,760,783 | 37,160 | |||||||||||||||||
| Dennis R. DeLoach, III | 2,251,930 | 1,760,783 | 303 | |||||||||||||||||
| Alexander Harris | 2,252,210 | 1,760,783 | 23 | |||||||||||||||||
| Tarek Helal | 2,247,384 | 1,760,783 | 4,849 | |||||||||||||||||
| Anthony N. Leo | 2,251,979 | 1,760,783 | 254 | |||||||||||||||||
| Christos Politis, M.D. | 2,126,638 | 1,760,783 | 125,595 | |||||||||||||||||
| Anthony Saravanos | 2,249,996 | 1,760,783 | 2,237 | |||||||||||||||||
| Bradly W. Spoor | 2,252,210 | 1,760,783 | 23 | |||||||||||||||||
| Harold J. Winner | 2,252,217 | 1,760,783 | 16 | |||||||||||||||||
| Sheryl WuDunn | 2,249,374 | 1,760,783 | 2,859 | |||||||||||||||||
| Barbara J. Zipperian | 2,248,467 | 1,760,783 | 3,766 | |||||||||||||||||
Item 9.01 Financial Statements and Exhibits.
| (d) Exhibits | |||||||||||||||||
| Exhibit Number | Exhibit Name | Filed Herewith | |||||||||||||||
| 104 | * | ||||||||||||||||
The information in this report (including the exhibits) shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
BAYFIRST FINANCIAL CORP. | ||||||||
| Date: | May 23, 2022 | |||||||
| By: | /s/ Robin L. Oliver | |||||||
| Robin L. Oliver | ||||||||
| Chief Financial Officer and Chief Operating Officer | ||||||||