8-K
AMERICAN BATTERY MATERIALS, INC. (BLTH)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the SecuritiesExchange Act of 1934
Date of Report (Date of earliest event reported): April 28, 2023
AMERICAN BATTERY MATERIALS, INC.
(Exact Name of Registrant as Specified in Charter)
| Delaware | 001-41594 | 22-3956444 |
|---|---|---|
| (State or Other Jurisdiction<br><br> <br>of Incorporation) | (Commission File Number) | (IRS Employer<br><br> <br>Identification No.) |
500 West Putnam Ave. Suite 400
Greenwich, Connecticut 06830
(Address of Principal Executive Offices)
Registrant’s telephone number, including
area code: 800-998-7962
Formerly Known as BoxScore Brands, Inc.
(former name or former mailing address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act |
|---|---|
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act |
| --- | --- |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act |
| --- | --- |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act |
| --- | --- |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on whichregistered |
|---|---|---|
| None | N/A | N/A |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 8.01 OTHER EVENTS.
As previously disclosed in the Form 8-K filed by American Battery Materials, Inc. (the “Company”) on 26 October 2022 (the “Prior 8-K”), the Company filed an amendment to its Certificate of Incorporation to, among other things, change the name of the Company from BoxScore Brands, Inc. to “AMERICAN BATTERY MATERIALS, INC.”. As reported in the Prior 8-K, the name change would not be effective until FINRA completed its review and processing of the requested name change and ticker symbol change.
FINRA informed the Company on 28 April 2023 that it had completed processing the application for the name and ticker symbol change. The FINRA Daily List Announcement Date for the FINRA corporate action was 28 April 2023. The Market Effective Date was 01 May 2023. Our ticker symbol is now BLTH. Our CUSIP number remains the same as before and did not change as a result of this FINRA corporate action.
Following the name change, the stock certificates, which reflect our prior corporate name, will continue to be valid. Certificates reflecting the new corporate name will be issued in due course as old stock certificates are tendered for exchange or transfer to our transfer agent.
On 01 May 2023 the Company issued a press release announcing the completion of the name change and the issuance of the new ticker symbol. A copy of the press release is included herewith as Exhibit 99.1, and the information in the press release is incorporated by reference into this Item 8.01.
ITEMS 9.01 FINANCIAL STATEMENTS ANDEXHIBITS.
(d) Exhibits.
| Exhibit No. | Description |
|---|---|
| 99.1 | Press Release issued 01 May 2023 |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
1
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| DATED: 01 May 2023 | AMERICAN BATTERY MATERIALS, INC. | |
|---|---|---|
| BY: | /S/ SEBASTIAN LUX | |
| Sebastian Lux, | ||
| Co-Chief Executive Officer |
2
Exhibit 99.1

American Battery Materials, Inc. Announces Completionof Name Change and Stock Ticker Symbol Change to BLTH
GREENWICH, Conn., May 1, 2023 -- American Battery Materials, Inc. (OTC Pink: BLTH) (“ABM”, the “Company”), an environmentally responsible minerals exploration and development company focused on direct lithium extraction and other critical minerals for the global energy transition, today announced that FINRA has completed the processing of the Company’s name change to American Battery Materials, Inc. Effective at the open of trading on May 1, 2023, the Company's common stock will trade on the OTC Pink tier of OTC Markets under the ticker symbol “BLTH”. The Company's previous ticker was “BOXS”. There will be no change to the Company’s CUSIP number, and no action is required by the Company’s shareholders as a result of the stock symbol change.
ABOUTAMERICAN BATTERY MATERIALS, INC.
American Battery Materials, Inc., (OTC Pink: BLTH), is a US-based environmentally responsible critical minerals exploration and development company focused on direct lithium extraction (DLE) as well as other minerals for refining, processing, and distribution to support the country’s urgent critical minerals need to bolster long-term energy transition and the electrification of the US domestic and global economy. For more information, visit www.americanbatterymaterials.com.
To receive American Battery materials, Inc. company updates via email, visit the Contact page of our web site, www.americanbatterymaterials.com/contact.
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Corporate Presentation: ”Extracting American Lithium”
Forward-LookingStatements
This news release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, and which are based on the Company’s beliefs and assumptions and on information currently available to management. All statements contained in this release other than statements of historical fact are forward-looking statements, including but not limited to statements regarding the potential benefits of the name change; the Company’s ability to develop and commercialize its mineral rights; the Company’s planned research and development efforts; and, other matters regarding the Company’s business strategies, use of capital, results of operations and financial position, and plans and objectives for future operations. In some cases, you can identify forward-looking statements by the words "may", "will", "could", "would", "should", "expect", "intend", "plan", "anticipate", "believe", "estimate", "predict", "project", "potential", "continue", "ongoing", or the negative of these terms or other comparable terminology, although not all forward-looking statements contain these words.
These forward-looking statements are subject to risks, uncertainties and other factors that may cause actual results, performance, or achievements to be materially different from the information expressed or implied by these forward-looking statements. These risks, uncertainties, and other factors include, without limitation, the important risk factors described more fully in our reports and other documents filed with the Securities and Exchange Commission (“the SEC”), including under (i) “Part I, Item 1A. Risk Factors”, in our Annual Report on Form 10-K for the year-ending December 31, 2022, filed with the SEC on April 21, 2023; and (ii) subsequent filings. Undue reliance should not be placed on the forward-looking statements in this news release, which are based on information available to us on the date hereof. The Company does not undertake any duty to update or revise forward-looking statements except as required by federal securities laws. Any distribution of this news release after the date hereof is not intended and should not be construed as updating or confirming such information.
Moreinformation:
American Battery Materials, Inc.
Investor Relations
Email: ir@americanbatterymaterials.com
Tel: (800) 998-7962