Position in CAT
as of Mar 31, 2026
· filed May 15, 2026
Position Value
$3,117,224
+$1,742,336 QoQ
Shares Held
4,400
+83.3% QoQ
Ownership
0.001%
of shares outstanding
% of Portfolio
0.16%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2020
14 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in CAT Over Time
Shares Held
Position Value (USD)
Derivatives in CAT
reported options exposure · as of Dec 31, 2025CallValue
$0
CallShares
0
PutValue
$13,863,454
PutShares
24,200
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Farm & Heavy Construction Machinery
Industrials · as of Mar 31, 2026Caption Management, LLC holds $3,526,424 across 2 Farm & Heavy Construction Machinery names. CAT ranks #1 (88.4% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | CAT |
Caterpillar Inc
This page
|
4,400 | $3,117,224 | |
| 2 | CNH |
CNH Industrial N.V.
|
37,200 | $409,200 |
All Filings in CAT
Export CSV
24 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $3,117,224 | 4,400 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $13,863,454 | 24,200 | Put | Sole | 2026-02-17 | |
| 2025-12-31 | $1,374,888 | 2,400 | Shares | Sole | 2026-02-17 | |
| 2025-03-31 | $11,477,040 | 34,800 | Put | Sole | 2025-05-15 | |
| 2025-03-31 | $82,450 | 250 | Shares | Sole | 2025-05-15 | |
| 2025-03-31 | $11,543,000 | 35,000 | Call | Sole | 2025-05-15 | |
| 2024-06-30 | $99,263,800 | 298,000 | Put | Sole | 2024-08-14 | |
| 2024-06-30 | $73,448,550 | 220,500 | Call | Sole | 2024-08-14 | |
| 2024-06-30 | $146,564 | 440 | Shares | Sole | 2024-08-14 | |
| 2024-03-31 | $81,640,604 | 222,800 | Call | Sole | 2024-05-15 | |
| 2024-03-31 | $93,879,366 | 256,200 | Put | Sole | 2024-05-15 | |
| 2023-12-31 | $29,567,000 | 100,000 | Put | Sole | 2024-02-14 | |
| 2023-06-30 | $19,684,000 | 80,000 | Put | Sole | 2023-08-14 | |
| 2022-12-31 | $958,240 | 4,000 | Shares | Sole | 2023-02-14 | |
| 2022-12-31 | $86,241,600 | 360,000 | Put | Sole | 2023-02-14 | |
| 2021-09-30 | $3,839,400 | 20,000 | Call | Sole | 2021-11-12 | |
| 2021-09-30 | $8,638,650 | 45,000 | Put | Sole | 2021-11-12 | |
| 2021-09-30 | $6,526,980 | 34,000 | Shares | Sole | 2021-11-12 | |
| 2021-06-30 | $4,994,608 | 22,950 | Shares | Sole | 2021-08-16 | |
| 2021-06-30 | $9,793,350 | 45,000 | Put | Sole | 2021-08-16 | |
| 2020-12-31 | $9,101,000 | 50,000 | Call | Sole | 2021-02-16 | |
| 2020-09-30 | $7,457,500 | 50,000 | Call | Sole | 2020-11-16 | |
| 2020-06-30 | $6,325,000 | 50,000 | Call | Sole | 2020-08-14 | |
| 2020-03-31 | $5,802,000 | 50,000 | Call | Sole | 2020-05-15 | |
| No filing history on record for this holder in this stock. | ||||||