CITIGROUP INC

Position in CAT — Caterpillar Inc

CIK 831001 NEW YORK, NY

Back to CAT Full portfolio

Position in CAT

as of Jun 30, 2026 · filed Aug 3, 2026 Compact

Position Value

$1,284,199,115

+$438,825,679 QoQ

Shares Held

1,205,934

+1.1% QoQ

Ownership

0.262%

of shares outstanding

% of Portfolio

0.68%

of 13F equity value

Holder Rank

#37

of 4,018 holders

Holding Since

Mar 2020

26 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Jun 30, 2026

CallValue

$9,371,120

CallShares

8,800

PutValue

$246,311,370

PutShares

231,300

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Jun 30, 2026

CITIGROUP INC holds $1,712,964,888 across 19 Farm & Heavy Construction Machinery names. CAT ranks #1 (75.0% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	CAT	Caterpillar Inc This page	1,205,934	$1,284,199,115
2	DE	Deere & Co	308,683	$195,806,885
3	PCAR	Paccar Inc	1,214,463	$145,881,294
4	CNH	CNH Industrial N.V.	4,405,320	$49,471,742
5	OSK	Oshkosh Corp	88,023	$13,509,769
6	AGCO	Agco Corp /De	47,235	$5,654,028
7	TEX	Terex Corp	77,064	$5,578,662
8	FSS	Federal Signal Corp /De/	42,403	$5,448,361

All Filings in CAT

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50 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$9,371,120	8,800	-95.8%	Call	Defined	2026-08-03
2026-06-30	$246,311,370	231,300	+20.5%	Put	Defined	2026-08-03
2026-06-30	$1,284,199,115	1,205,934	+1.1%	Shares	Defined	2026-08-03
2026-03-31	$136,024,320	192,000	+104.3%	Put	Defined	2026-05-11
2026-03-31	$845,373,436	1,193,255	+134.0%	Shares	Defined	2026-05-11
2026-03-31	$150,193,520	212,000	+381.8%	Call	Defined	2026-05-11
2025-12-31	$25,206,280	44,000	+29.4%	Call	Defined	2026-02-13
2025-12-31	$53,849,780	94,000	-5.7%	Put	Defined	2026-02-13
2025-12-31	$292,120,159	509,924	-28.4%	Shares	Defined	2026-02-13
2025-09-30	$16,223,100	34,000	-12.8%	Call	Defined	2025-11-10
2025-09-30	$339,818,593	712,184	-27.0%	Shares	Defined	2025-11-10
2025-09-30	$47,571,855	99,700	-32.0%	Put	Defined	2025-11-10
2025-06-30	$15,140,190	39,000	-7.1%	Call	Defined	2025-08-11
2025-06-30	$56,911,586	146,600	-4.7%	Put	Defined	2025-08-11
2025-06-30	$378,599,470	975,244	+1.1%	Shares	Defined	2025-08-11
2025-03-31	$50,723,240	153,800	+6.0%	Put	Defined	2025-05-12
2025-03-31	$13,851,600	42,000	+102.9%	Call	Defined	2025-05-12
2025-03-31	$318,068,352	964,428	+37.9%	Shares	Defined	2025-05-12
2024-12-31	$253,710,713	699,390	-73.6%	Shares	Defined	2025-02-12
2024-12-31	$7,509,132	20,700	+2.5%	Call	Defined	2025-02-12
2024-12-31	$52,636,476	145,100	+36.1%	Put	Defined	2025-02-12
2024-09-30	$7,900,624	20,200	-30.8%	Call	Defined	2024-11-12
2024-09-30	$41,693,392	106,600	+37.0%	Put	Defined	2024-11-12
2024-09-30	$1,034,899,215	2,645,989	+254.1%	Shares	Defined	2024-11-12
2024-06-30	$25,915,180	77,800	-90.3%	Put	Defined	2024-08-12
2024-06-30	$248,902,644	747,231	-0.9%	Shares	Defined	2024-08-12
2024-06-30	$9,726,520	29,200	-96.1%	Call	Defined	2024-08-12
2024-03-31	$276,240,946	753,871	+6.1%	Shares	Defined	2024-05-10
2024-03-31	$293,473,787	800,900	+612.5%	Put	Defined	2024-05-10
2024-03-31	$275,115,644	750,800	+704.7%	Call	Defined	2024-05-10
2023-12-31	$33,233,308	112,400	+72.9%	Put	Defined	2024-02-09
2023-12-31	$209,993,997	710,231	-3.6%	Shares	Defined	2024-02-09
2023-12-31	$27,586,011	93,300	+79.4%	Call	Defined	2024-02-09
2023-09-30	$201,079,788	736,556	-20.6%	Shares	Defined	2023-12-06
2023-09-30	$17,745,000	65,000	-88.9%	Put	Defined	2023-12-06
2023-09-30	$14,196,000	52,000	-27.8%	Call	Defined	2023-12-06
2023-06-30	$143,939,250	585,000	+192.5%	Put	Defined	2023-08-10
2023-06-30	$228,266,241	927,723	-48.8%	Shares	Defined	2023-08-10
2023-06-30	$17,715,600	72,000	+94.6%	Call	Defined	2023-08-10
2023-03-31	$45,768,000	200,000	+900.0%	Put	Defined	2023-05-11
2023-03-31	$414,656,703	1,811,994	-0.8%	Shares	Defined	2023-05-11
2023-03-31	$8,467,080	37,000	+68.2%	Call	Defined	2023-05-11
2022-12-31	$5,270,320	22,000	-18.5%	Call	Defined	2023-02-09
2022-12-31	$437,743,194	1,827,280	+164.5%	Shares	Defined	2023-02-09
2022-12-31	$4,791,200	20,000	0.0%	Put	Defined	2023-02-09
2022-09-30	$3,281,600	20,000	-71.4%	Put	Defined	2022-11-10
2022-09-30	$113,341,375	690,769	—	Shares	Defined	2022-11-10
2022-09-30	$4,430,160	27,000	0.0%	Call	Defined	2022-11-10
2022-06-30	$4,826,520	27,000	—	Call	Defined	2022-08-10
2022-06-30	$12,513,200	70,000	—	Put	Defined	2022-08-10
No filing history on record for this holder in this stock.