HOERTKORN RICHARD CHARLES

Position in CG — Carlyle Group Inc.

CIK 1598177 KENTFIELD, CA

Position in CG

as of Mar 31, 2026 · filed Apr 30, 2026 Compact

Position Value

$169,365

-$989,191 QoQ

Shares Held

3,500

-82.1% QoQ

Ownership

0.001%

of shares outstanding

% of Portfolio

0.17%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Dec 2022

14 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Financial Services · as of Mar 31, 2026

HOERTKORN RICHARD CHARLES holds $907,210 across 6 Asset Management names. CG ranks #3 (18.7% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	DNP	Dnp Select Income Fund Inc	31,000	$319,300
2	JHI	John Hancock Investors Trust	14,000	$180,740
3	CG	Carlyle Group Inc. This page	3,500	$169,365
4	NTRS	Northern Trust Corp	800	$111,656
5	MMT	Aberdeen Multi-Market Income Fund	22,000	$101,640
6	PFG	Principal Financial Group Inc	272	$24,509

14 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$169,365	3,500	-82.1%	Shares	Sole	2026-04-30
2025-12-31	$1,158,556	19,600	-2.0%	Shares	Sole	2026-01-27
2025-09-30	$1,254,000	20,000	0.0%	Shares	Sole	2025-10-27
2025-06-30	$1,028,000	20,000	-16.7%	Shares	Sole	2025-07-07
2025-03-31	$1,046,160	24,000	-4.0%	Shares	Sole	2025-04-24
2024-12-31	$1,262,250	25,000	-0.4%	Shares	Sole	2025-02-12
2024-09-30	$1,080,806	25,100	0.0%	Shares	Sole	2024-10-22
2024-06-30	$1,007,765	25,100	0.0%	Shares	Sole	2024-07-22
2024-03-31	$1,177,441	25,100	0.0%	Shares	Sole	2024-05-02
2023-12-31	$1,021,319	25,100	0.0%	Shares	Sole	2024-02-15
2023-09-30	$757,016	25,100	0.0%	Shares	Sole	2023-10-23
2023-06-30	$801,945	25,100	-0.8%	Shares	Sole	2023-07-07
2023-03-31	$785,818	25,300	0.0%	Shares	Sole	2023-04-19
2022-12-31	$754,952	25,300	—	Shares	Sole	2023-02-10
No filing history on record for this holder in this stock.