Skip to main content

8-K

Cellectar Biosciences, Inc. (CLRB)

8-K 2024-02-02 For: 2024-02-02
View Original
Added on April 10, 2026
View as plain text

UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported):February 2, 2024

Cellectar Biosciences, Inc.

(Exact name of Registrant as Specified in itsCharter)

Delaware 1-36598 04-3321804
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

100Campus Drive, Florham Park, NJ, 07932

(Address of principal executive offices) (ZipCode)

Registrant’s telephone number, including

area code: (608) 441-8120

N/A

(Former Name or Former Address, if ChangedSince Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨ Written communications pursuant to Rule 425 under the Securities<br>Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange<br>Act (17 CFR 240.14a-12)
--- ---
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under<br>the Exchange Act (17 CFR 240.14d-2(b))
--- ---
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under<br>the Exchange Act (17 CFR 240.13e-4(c))
--- ---

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.00001 per share CLRB The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 8.01. Other Events.

As a result of the recently announced exercise of Tranche A warrants and other warrant exercises since November 2023, as of January 31, 2024, Cellectar Biosciences, Inc. (the “Company”) had 30,452,042 shares of common stock, 319.76 shares of Series E-2 Preferred Stock, and 918.00 shares of Series E-3 Preferred Stock issued and outstanding. In addition, as of January 31, 2024, the Company also had 111 shares of Series D Preferred Stock issued and outstanding.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CELLECTAR BIOSCIENCES, INC.
Date:<br> February 2, 2024 By: /s/ Chad J. Kolean
Name: Chad J. Kolean
Title: Chief Financial Officer