8-K
CLEARONE INC (CLRO)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): January 5, 2021 (December 31, 2020)
ClearOne, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 001-33660 | 87-0398877 |
|---|---|---|
| (State or Other Jurisdiction<br><br><br>of Incorporation) | (Commission<br><br><br>File Number) | (I.R.S. Employer<br><br><br>Identification No.) |
| 5225 Wiley Post Way, Suite 500, Salt Lake City, Utah | 84116 | |
| --- | --- | |
| (Address of principal executive offices) | (Zip Code) |
+1 (801) 975-7200
(Registrant’s telephone number, including area code)
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities Registered Pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Common Stock, $0.001 | CLRO | The NASDAQ Capital Market |
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
|---|
On December 31, 2020, ClearOne, Inc. (the “Company”) held its 2020 annual meeting of shareholders (the “Annual Meeting”) at which shareholders voted on one proposal listed below. The final voting result with respect to the proposal is also set forth below. As of December 1, 2020, the record date for the Annual Meeting, there were 18,766,775 shares of common stock issued and outstanding.
- Election of Directors: All five directors were re-elected to serve terms expiring at the 2021 annual meeting of shareholders or until their successors are duly elected and qualified.
| Nominee | Votes for | Votes withheld |
|---|---|---|
| Zeynep Hakimoglu | 15,723,306 | 28,048 |
| Larry R. Hendricks | 15,441,226 | 310,128 |
| Lisa B. Higley | 14,664,979 | 1,086,375 |
| Eric L. Robinson | 15,114,827 | 636,527 |
| Bruce Whaley | 14,987,883 | 763,471 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CLEARONE, INC. | ||
|---|---|---|
| Date: January 5, 2021 | By: | /s/ Zeynep Hakimoglu |
| Zeynep Hakimoglu | ||
| Chief Executive Officer<br><br><br>(Principal Executive Officer) |