8-K

COLLEGIUM PHARMACEUTICAL, INC (COLL)

8-K 2023-05-19 For: 2023-05-18
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Added on April 06, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 18, 2023

COLLEGIUM PHARMACEUTICAL, INC.

(Exact Name of Registrant as Specified in its Charter)

Virginia 001-37372 03-0416362
(State or Other<br> Jurisdiction<br><br> of Incorporation or Organization) (Commission File Number) (IRS Employer Identification<br><br> No.)
100 Technology Center Drive
---
Suite 300
Stoughton, MA 02072
(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code:

(781) 713-3699

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common stock, par value $0.001 per share COLL The NASDAQ Global Select Market

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨

Item 5.07 Submission of Matters to a Vote of Security Holders.

A total of 34,581,020 shares of common stock of Collegium Pharmaceutical, Inc. (the “Company”) were entitled to vote as of March 31, 2023, the record date for the Annual Meeting, of which 30,815,695 were present in person or by proxy at the Annual Meeting.  The following is a summary of the final voting results for each matter presented to shareholders.

PROPOSAL

1:

Election of nine Directors to hold office until the 2024 Annual Meeting of Shareholders.

Nominee For Against Abstentions Broker Non-Votes
Rita Balice-Gordon 28,110,968 228,126 20,717 2,455,884
Garen Bohlin 28,254,994 83,040 21,777 2,455,884
Joseph Ciaffoni 28,252,708 86,385 20,718 2,455,884
John Fallon 25,876,429 2,462,321 21,061 2,455,884
John Freund 28,244,410 94,340 21,061 2,455,884
Michael Heffernan 26,667,450 1,671,643 20,718 2,455,884
Neil McFarlane 28,255,598 83,495 20,718 2,455,884
Gwen Melincoff 27,982,535 353,536 23,740 2,455,884
Gino Santini 28,128,667 210,074 21,070 2,455,884

Each of Rita Balice-Gordon, Garen Bohlin, Joseph Ciaffoni, John Fallon, John Freund, Michael Heffernan, Neil F. McFarlane, Gwen Melincoff, and Gino Santini was re-elected by the Company’s shareholders as Directors to hold office until the 2024 Annual Meeting of Shareholders.

PROPOSAL 2:

Approval of, on an advisory basis, the compensation of the Company’s named executive officers.

For Against Abstentions Broker Non-Votes
27,953,926 315,383 90,502 2,455,884

On an advisory basis, the Company’s shareholders approved the compensation of the Company’s named executive officers.

PROPOSAL

3:

Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.

For Against Abstentions Broker Non-Votes
30,742,534 44,006 29,155 0

Proposal 3 was approved by the Company’s shareholders.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: May 19, 2023 Collegium Pharmaceutical, Inc.
By: /s/ Colleen Tupper
Name: Colleen Tupper
Title: Executive Vice President and Chief Financial Officer