Corebridge Financial, Inc 8-K, filed Jul 17, 2023
Corebridge Financial, Inc. (CRBG)
8-K
2023-07-17
For: 2023-07-14
View Original
Added on
April 04, 2026
About this 8-K
Corebridge Financial, Inc filed this 8-K on July 17, 2023, reporting on events of July 14, 2023.
Items reported
- Item 5.02: Director or officer change, or executive pay
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 14, 2023
(Exact name of Registrant as Specified in Its Charter)
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s Telephone Number, Including Area
Code: 1-877 -375-2422
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to
use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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On July 14, 2023, the Board of Directors (the “Board”) of Corebridge Financial, Inc. (the “Company”) elected Mia Tarpey, Head of Corporate
Administration and Strategic Divestitures of American International Group, Inc. (“AIG”), as a member of the Board, effective immediately. Ms. Tarpey serves as a member of the Board pursuant to a
separation agreement between the Company and AIG pursuant to which AIG has the right to designate members of the Board, subject to maintaining specified ownership requirements. See the
Company’s definitive proxy statement for its 2023 Annual Meeting of Shareholders filed with the U.S. Securities and Exchange Commission on April 28, 2023 for information regarding the Company’s related party transactions with AIG.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
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Corebridge Financial, Inc.
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Date:
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July 17, 2023
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By:
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/s/ Christina Banthin
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Name:
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Christina Banthin
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Title:
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Chief Corporate Counsel and Corporate Secretary
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