8-K

Corebridge Financial, Inc. (CRBG)

8-K 2024-03-11 For: 2024-03-05
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Added on April 04, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 11, 2024 (March 5, 2024)

Corebridge Financial, Inc.

(Exact name of Registrant as Specified in Its Charter)

Delaware 001-41504 95-4715639
(State or Other Jurisdiction<br>of Incorporation) (Commission File Number) (IRS Employer<br>Identification No.)
2919 Allen Parkway, Woodson Tower,
Houston, Texas 77019
(Address of Principal Executive Offices) (Zip Code)

Registrant’s Telephone Number, Including Area Code: 1-877-375-2422

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading<br>Symbol(s) Name of each exchange on which registered
Common Stock CRBG New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

5.02    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On March 5, 2024, the Board of Directors (the “Board”) of Corebridge Financial, Inc. (the “Company”) elected Deborah Leone, age 60, effective immediately. There was no arrangement or understanding between Ms. Leone and any other person pursuant to which she was selected as a director. Ms. Leone will be compensated in accordance with previously disclosed compensation programs for the Company’s independent directors.

Item 8.01 Other Events.

On March 11, 2024, the Company issued a press release announcing the appointment of Ms. Leone as a director, a copy of which is furnished as Exhibit 99.1 and incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit<br><br>Number Description
99.1 Press release dated March 11, 2024
104 Cover Page to this Current Report on Form 8-K in Inline XBRL

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Corebridge Financial, Inc.
Date: March 11, 2024 By: /s/ Christine Nixon
Name: Christine Nixon
Title: Executive Vice President<br><br>and General Counsel

Document

Exhibit 99.1

FOR IMMEDIATE RELEASE

Corebridge Financial Elects Deborah Leone to Board of Directors

Former Goldman Sachs Partner Brings More Than 30 Years of Financial, Digital and Risk Management Experience

HOUSTON – March 11, 2024 – Corebridge Financial, Inc. (NYSE: CRBG) today announced that its Board of Directors has elected Deborah Leone as an independent director on March 5, 2024.

Ms. Leone is a financial expert and retired partner of the Goldman Sachs Group, Inc. having built a 30-year career at the multinational investment bank and financial services company. She most recently served as Chief Operating Officer for its then-Investment Management Division (IMD). In this role, she worked on the development and execution of IMD's strategic initiatives, as well as the operations of Goldman Sachs Asset Management (GSAM) and Private Wealth Management (PWM) businesses globally. Throughout her tenure, she held various senior leadership roles including Global Head of Internal Audit for the firm.

“We are very pleased to add someone with Deb’s broad experience and background to the Board of Corebridge Financial,” said Peter Zaffino, Chairman of the Board of Directors of Corebridge Financial. “Deb brings significant expertise across operations, audit and digital that will be extremely beneficial to Corebridge.”

Ms. Leone serves as director of the Goldman Sachs Bank USA Board, where she chairs the Audit Committee. In 2021, Ms. Leone joined the board of Organon, a global healthcare company with a focus on women’s health, where she serves on the Audit Committee. Ms. Leone is also a member of the board of trustees at Syracuse University.

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About Corebridge Financial

Corebridge Financial, Inc. makes it possible for more people to take action in their financial lives. With more than $380 billion in assets under management and administration as of December 31, 2023, Corebridge Financial is one of the largest providers of retirement solutions and insurance products in the United States. We proudly partner with financial professionals and institutions to help individuals plan, save for and achieve secure financial futures. For more information, visit corebridgefinancial.com and follow us on LinkedIn and YouTube.

Contacts

Işıl Müderrisoğlu (Investors): investorrelations@corebridgefinancial.com

Matt Ward (Media): media.contact@corebridgefinancial.com