Dxp Enterprises Inc 8-K, filed Dec 10, 2021
Dxp Enterprises Inc (DXPE)
8-K
2021-12-10
For: 2021-12-10
View Original
Added on
April 04, 2026
About this 8-K
Dxp Enterprises Inc filed this 8-K on December 10, 2021.
Items reported
- Item 8.01: Other events
- Item 9.01: Financial statements and exhibits
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (date of earliest event reported): December 10, 2021
Commission file number 0-21513
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification Number) | ||||
| (Address of principal executive offices) | (Registrant’s telephone number, including area code) | ||||
_________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Exchange Act:
| Title of Each Class | Trading Symbol | Name of Exchange on which Registered | ||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ⃞
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 8.01 Other Events
On December 10, 2021 , the Company received notice from Nasdaq that the Company was current in its filings as required under The Nasdaq Stock Market Listing Rule 5250(c)(1). A copy of that letter is attached hereto as Exhibit 99.1
TEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| DXP ENTERPRISES, INC. | ||||||||
| (Registrant) | ||||||||
| By: | /s/ Kent Yee | |||||||
| Kent Yee | ||||||||
| Senior Vice President/Finance and Chief Financial Officer | ||||||||
| By: | /s/ Gene Padgett | |||||||
| Gene Padgett | ||||||||
| Senior Vice President/Chief Accounting Officer | ||||||||
| Dated: | ||||||||
Sent via Electronic Delivery to: Kent.Yee@dxpe.com
December 10, 2021
Mr. Kent Yee
Senior Vice President
and Chief Financial Officer
DXP Enterprises, Inc.
5301 Hollister Street
Houston, TX 77040
Re: DXP Enterprises, Inc. (the “Company”) Nasdaq Symbol: DXPE
Dear Mr. Yee:
On November 16, 2021, Staff notified the Company that it no longer met the periodic filing requirement for The Nasdaq Stock Market under Listing Rule 5250(c)(1). Based on the December 9, 2021, filing of the Company’s Form 10-Q for the period ended September 30, 2021, Staff has determined that the Company complies with the Rule. Accordingly, this matter is now closed.
If you have any questions, please contact me, at +1 301 978 8072. Sincerely,
Rachel Scherr
Associate Director
Nasdaq Listing Qualifications