8-K

ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

8-K 2025-05-12 For: 2025-05-07
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Added on April 09, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)

May 7, 2025

ENTERPRISE FINANCIAL SERVICES CORP

(Exact name of registrant as specified in its charter)

Delaware 001-15373 43-1706259
(State or Other Jurisdiction <br>of Incorporation) (Commission <br>File Number) (IRS Employer <br>Identification No.) 150 N. Meramec Avenue, St. Louis, Missouri<br><br>(Address of principal executive offices) 63105<br><br>(Zip Code)
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Registrant's telephone number, including area code

(314) 725-5500

Not applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.01 per share EFSC Nasdaq Global Select Market
Depositary Shares, Each Representing a 1/40th Interest in a Share of 5.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A EFSCP Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07 Submission of Matters to a Vote of Security Holders

Enterprise Financial Services Corp (the “Company”) held its annual meeting of stockholders on May 7, 2025 (the “2025 Annual Meeting”). The following matters were submitted to a vote at the 2025 Annual Meeting and the voting results are as follows:

  1. Election of Directors: The eleven nominees named in the Company’s proxy statement for the 2025 Annual Meeting (the “Proxy Statement”) were elected to serve a one-year term expiring in 2026 or until their successors are duly elected and qualified, based upon the following votes:
Director Nominee Votes For Votes Withheld Broker Non-Votes
Lyne B. Andrich 27,829,145 449,402 3,018,145
Michael A. DeCola 26,545,838 1,732,709 3,018,145
Michael E. Finn 27,736,502 542,045 3,018,145
Michael R. Holmes 27,206,109 1,072,438 3,018,145
Nevada A. Kent, IV 27,782,139 496,408 3,018,145
James B. Lally 27,660,802 617,745 3,018,145
Marcela Manjarrez 27,492,861 785,686 3,018,145
Stephen P. Marsh 27,858,992 419,555 3,018,145
Richard M. Sanborn 27,443,662 834,885 3,018,145
Sandra A. Van Trease 26,761,909 1,516,638 3,018,145
Lina A. Young 27,492,861 785,686 3,018,145
  1. Ratification of the Appointment of the Independent Registered Public Accounting Firm. The appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for fiscal year 2025 was ratified as follows:
Votes For Votes Against Abstain
30,364,898 926,073 5,721
  1. Approval of an Amendment to the Enterprise Financial Services Corp Amended and Restated 2018 Stock Incentive Plan to Increase the Number of Shares Available for Award. The proposal to approve this amendment was approved by the following votes:
Votes For Votes Against Abstain Broker Non-Votes
26,167,705 2,042,684 68,158 3,018,145
  1. Advisory (Non-Binding) Vote to Approve Executive Compensation. The proposal to approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Proxy Statement, was approved by the following votes:
Votes For Votes Against Abstain Broker Non-Votes
22,219,005 5,979,163 80,379 3,018,145

No other matters were considered and voted on by the shareholders at the 2025 Annual Meeting.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

ENTERPRISE FINANCIAL SERVICES CORP
Date: May 12, 2025 By: /s/ Troy R. Dumlao
Troy R. Dumlao
Executive Vice President and Chief Accounting Officer