8-K
Energy Services of America CORP (ESOA)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
February 10, 2022.
Energy Services of America Corporation
(Exact Name of Registrant as Specified in its Charter)
| Delaware | 001-32998 | 20-4606266 |
|---|---|---|
| (State or other Jurisdiction<br><br> of<br> Incorporation) | (Commission File <br><br>Number) | (I.R.S. Employer <br><br>Identification No.) |
| 75<br> West 3rd Ave., Huntington,<br> West Virginia | 25701 | |
| --- | --- | |
| (Address of Principal Executive Offices) | (Zip Code) | |
| Registrant’s telephone number, including area code: | (304) 522-3868 | |
| --- | --- |
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities<br>Act (17 CFR 230.425) |
|---|---|
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange<br>Act (17 CFR 240.14a-12) |
| --- | --- |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under<br>the Exchange Act (17 CFR 240.14d-2(b)) |
| --- | --- |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under<br>the Exchange Act (17 CFR 240.13e-4(c)) |
| --- | --- |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Ticker symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Not Applicable | Not Applicable | Not Applicable |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02 Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On February 10, 2022, Energy Services of America Corporation (“Energy Services”) appointed R. Neil Riddle, 60, to the position of Chief Operating Officer (“COO”). In this position, Mr. Riddle will draw upon his three decades of experience in project management and execution in the power market to provide leadership and strategic direction while putting Energy Services in the position to build future growth.
In connection with his appointment as COO, no material plan, contract, or arrangement requiring disclosure between Mr. Riddle and the Company was entered into nor was any grant or award made under any such plan, contract, or arrangement. Mr. Riddle is not a party to any transaction with the Company that would require disclosure under Item 404(a) of the Securities and Exchange Commission Regulation S-K.
Mr. Riddle had previously served as President at Black and Veatch Construction (BVCI) in Overland Park, KS, from 2018 until 2022 and President at Caddell Power LLC in Atlanta, Georgia from 2015 to 2018. Mr. Riddle has extensive experience in heavy industrial, renewables, and nuclear and fossil power business lines.
A copy of the press release dated February 16, 2022, is included as Exhibit 99.1 to this report and is being furnished to the SEC and shall not be deemed filed for any purpose.
Item 9.01 Financial Statements and Exhibits
(c) Exhibits
| Exhibit 99.1 | Press Release dated February<br>16, 2022 |
|---|---|
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained<br>in Exhibit 101) |
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| ENERGY SERVICES OF AMERICA CORPORATION | ||
|---|---|---|
| DATE: February 16,<br> 2022 | By: | /s/<br> Charles Crimmel |
| Charles Crimmel | ||
| Chief Financial Officer |
Exhibit 99.1
ENERGY SERVICES OF AMERICA ANNOUNCES NEIL RIDDLE AS CHIEF OPERATING OFFICER
Huntington, WV February 16, 2022- Energy Services of America Corporation (the “Company” or “Energy Services”) (OTCQB: ESOA), announced the appointment of R. Neil Riddle, 60, as Chief Operating Officer. With over thirty years of project management and executive experience, Mr. Riddle has an extensive knowledge of the heavy industrial, renewables, and nuclear and fossil power business lines.
Douglas Reynolds, President, commented on the announcement. “We are extremely excited that Neil has decided to join our Energy Services team. He is a proven leader with broad expertise in our markets and I am confident he will drive further growth and create shareholder value.”
About Energy Services
Energy Services of America Corporation (OTCQB: ESOA), headquartered in Huntington, WV, is a contractor and service company that operates primarily in the mid-Atlantic and Central regions of the United States and provides services to customers in the natural gas, petroleum, water distribution, automotive, chemical, and power industries. Energy Services employs 700+ employees on a regular basis. The Company’s core values are safety, quality, and production.
Certain statements contained in the release including, without limitation, the words "believes," "anticipates," "intends," "expects" or words of similar import, constitute "forward-looking statements" within the meaning of section 21E of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Such forward-looking statements involve known and unknown risks, uncertainties and other factors that may cause the actual results, performance or achievements of the Company to be materially different from any future results, performance or achievements of the Company expressed or implied by such forward-looking statements. Such factors include, among others, general economic and business conditions, changes in business strategy or development plans, the effect of the COVID-19 pandemic, the integration of acquired business and other factors referenced in this release. Given these uncertainties, prospective investors are cautioned not to place undue reliance on such forward-looking statements. The Company disclaims any obligation to update any such factors or to publicly announce the results of any revisions to any of the forward-looking statements contained herein to reflect future events or developments.
Source: Energy Services of America Corporation
Contact: Douglas Reynolds, President
(304)-522-3868