8-K
Reliance Global Group, Inc. (EZRA)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest reported): April 3, 2024
RelianceGlobal Group, Inc.
(Exact name of registrant as specified in its charter)
| Florida | 001-40020 | 46-3390293 |
|---|---|---|
| (State<br> or other jurisdiction | (Commission | (IRS<br> Employer |
| of<br> Incorporation) | File<br> Number) | Identification<br> Number) |
300Blvd. of the Americas, Suite 105, Lakewood, NJ 08701
(Address of principal executive offices)
(732)380-4600
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.)
| ☐ | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CF$ 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title<br> of Each Class | Trading<br> Symbol(s) | Name<br> of Each Exchange on which Registered |
|---|---|---|
| Common<br> Stock, $0.086 par value per share | RELI | The<br>Nasdaq<br>Capital Market |
| Series<br> A Warrants to purchase shares of Common Stock, par value $0.086 per share | RELIW | The Nasdaq<br>Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
|---|
On April 3, 2024, Reliance Global Group, Inc. (the “Company”) held a virtual special meeting of stockholders, originally scheduled for March 13, 2024 and adjourned to April 3, 2024, to vote on the following matters:
1.Articles Amendment to Increase in Authorized Shares
Stockholders voted to approve the potential issuance of shares of the Company’s common stock in excess of 19.99% of our outstanding common stock pursuant to Nasdaq listing rules, in accordance with the voting results listed below:
| For | Against | Abstain | Broker Non-Votes |
|---|---|---|---|
| 2,209,431 | 164,648 | 43,472 | - |
2.2024 Equity Incentive Plan
Stockholders voted to approve the 2024 Equity Incentive Plan, in accordance with the voting results listed below:
| For | Against | Abstain | Broker Non-Votes |
|---|---|---|---|
| 2,139,182 | 229,239 | 49,130 | - |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Reliance Global Group, Inc. | ||
|---|---|---|
| Dated:<br> April 3, 2024 | By: | /s/ Ezra Beyman |
| Ezra<br> Beyman | ||
| Chief<br> Executive Officer |