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8-K

First Foundation Inc. (FFWM)

8-K 2020-04-28 For: 2020-04-28
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 28, 2020

FIRST FOUNDATION INC.

(Exact name of registrant as specified in its charter)

Delaware 001-36461 20-8639702
(State or other jurisdiction<br><br><br>of incorporation) (Commission<br><br><br>File Number) (IRS Employer<br><br><br>Identification Number)
18101 Von Karman Avenue, Suite 700
--- ---
Irvine, California 92612
(Address of Principal Executive Offices) (Zip Code)

(949) 202-4160

(Registrant’s Telephone Number, Including Area Code)

N/A

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock FFWM NASDAQ Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01   Other Events

On April 28, 2020, First Foundation Inc. issued a press release announcing that on April 28, 2020 its Board of Directors declared a cash dividend of $0.07 per common share. The cash dividend is payable on June 15, 2020 to stockholders of record at the close on business on June 1, 2020.

Item 9.01 Financial Statements and Exhibits.
Exhibit<br>No. Description
99.1 Press Release dated April 28, 2020
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

FIRST FOUNDATION INC.
Date: April 28, 2020 By: /s/ ROBERT E. SJOGREN
Robert E. Sjogren<br><br><br>General Counsel

ffwm-ex991_15.htm

Exhibit 99.1

First Foundation Inc. Declares Common Stock Dividend

IRVINE, CA — April 28, 2020 – First Foundation Inc. (NASDAQ: FFWM), a financial services company with two wholly-owned operating subsidiaries, First Foundation Advisors and First Foundation Bank (the “Company”), announced today that on April 28, 2020 its Board of Directors declared a quarterly cash dividend of $0.07 per common share. The cash dividend is payable on June 15, 2020 to stockholders of record at the close of business on June 1, 2020.

About First Foundation

First Foundation (NASDAQ: FFWM), a financial institution founded in 1990, provides private wealth management, personal banking, and business banking. The Company has offices in California, Nevada, and Hawaii with headquarters in Irvine, California. For more information, please visit www.firstfoundationinc.com.

Contact:

Tyler Resh

Director of Marketing and Strategy

First Foundation Inc.

949-202-4131

tresh@ff-inc.com