8-K/A
Financial Gravity Companies, Inc. (FGCO)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
AMENDMENT NO. 1 TO
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):January 29, 2025
FinancialGravity Companies, Inc.
(Exact name of registrant as specified in itscharter)
Nevada
(State or other jurisdiction of incorporation)
| 001-34770 | 20-4057712 |
|---|---|
| (Commission File Number) | (IRS Employer Identification No.) |
2501 Ranch Road 620 South, Suite 110, Lakeway,Texas 78734
(Address of principal executive offices) (ZipCode)
Registrant’s telephone number, includingarea code: (800) 588-3893
______________
Former name or former address, if changed sincelast report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading symbol(s) | Name of each exchange on which registered |
|---|---|---|
| N/A | N/A | N/A |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02(b). – Resignation of Board Member.
Item 5.02(b) – Resignation of Board Member (Supplement)
The Company amends its January 29, 2025 Form 8-K to include the resignation letter submitted by Mark Williams, which is attached hereto as an Exhibit.
Item 9.01. – Financial Statementsand Exhibits.
(d) Exhibits.
| ExhibitNumber | Description |
|---|---|
| 99.1 * | Resignation letter submitted by Mark Williams |
| 104 | The cover page from this Current Report on Form 8-K, formatted in Inline<br>XBRL |
*****Filed herewith
| 2 |
| --- |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| FINANCIAL GRAVITY COMPANIES, INC. | |||
|---|---|---|---|
| Dated: February 5, 2025 | (Registrant) | ||
| By: | /s/ Gary Nemer | ||
| Name: | Gary Nemer | ||
| Title: | Chief Financial Officer |
| 3 |
| --- |
Exhibit 99.1
January 29th, 2025
To Financial Gravity Board of Directors:
I, Mark Williams, voluntarily resign my position on the Financial Gravity Board of Directors effective January 29, 2025.
Sincerely,
/s/ Mark J. Willimas
Mark J. Williams