8-K
Flux Power Holdings, Inc. (FLUX)
UNITEDSTATES
SECURITIESAND EXCHANGE COMMISSION
Washington,D.C. 20549
FORM8-K
CURRENTREPORT
Pursuantto Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 5, 2021
FLUXPOWER HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
| Nevada | 001-31543 | 86-0931332 |
|---|---|---|
| (State<br> or Other Jurisdiction of<br><br> <br>Incorporation) | (Commission<br><br>File Number) | (IRS<br> Employer<br><br> <br>Identification<br> No.) |
| 2685 S. Melrose Drive, Vista, California | 92081 | |
| --- | --- | |
| (Address<br> of Principal Executive Offices) | (Zip<br> Code) |
877-505-3589
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title<br> of each class | Trading<br> Symbol | Name<br> of each exchange on which registered |
|---|---|---|
| Common<br> Stock, $0.001 par value | FLUX | Nasdaq<br> Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 Regulation FD Disclosure.
On October 5, 2021, Flux Power Holdings, Inc. (the “Company”) posted a set of presentation slides (the “Presentation”), furnished as Exhibit 99.1 to this report, on the Company’s website. A copy of the Company Presentation is attached as Exhibit 99.1 hereto.
Theinformation furnished pursuant to this Item 7.01 in this Current Report on Form 8-K, including Exhibit 99.1 hereto, shall not be deemedfiled for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subjectto the liabilities of that section, nor shall it be deemed incorporated by reference in any filing made by the Company under the SecuritiesAct of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.
ExhibitIndex
| Exhibit | Exhibit Description |
|---|---|
| 99.1 | Flux Power Holdings, Inc. Presentation<br> dated October 4, 2021. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Flux Power Holdings, Inc. | |
|---|---|
| a Nevada corporation | |
| By: | /s/ Ronald F. Dutt |
| Ronald<br> F. Dutt, Chief Executive Officer |
Dated: October 5, 2021
Exhibit99.1
