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8-K

Flotek Industries Inc/Cn/ (FTK)

8-K 2025-05-16 For: 2025-05-16
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Added on April 11, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

May 16, 2025

Date of Report (Date of earliest event reported)

Flotek Industries, Inc.

(Exact name of registrant as specified in its charter)

Delaware 001-13270 90-0023731
(State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.)

5775 N. Sam Houston Parkway W., Suite 400, Houston, TX, 77086

(Address of principal executive office and zip code)

(713) 849-9911

(Registrant’s telephone number, including area code)

(Not applicable)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of Exchange on which registered
Common Stock, $0.0001 par value FTK NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07 Submission of Matters to a Vote of Security Holders

On May 16, 2025, Flotek Industries, Inc. (the “Company”) held its annual meeting of shareholders (the “Meeting”). At the Meeting, the Company’s shareholders: (1) elected all six director candidates, (2) approved, on a non-binding, advisory basis, the compensation of the Company’s named executive officers, (3) ratified the appointment of KPMG, LLP as the Company’s independent auditor for 2025, (4) approved an amendment to the Flotek Industries, Inc. 2018 Long-Term Incentive Plan, and (5) approved amendments to the Flotek Industries, Inc. 2012 Employee Stock Purchase Plan.

A total of 25,803,763 shares of common stock of the Company attended the Meeting by proxy or in person, representing 86.5% of the Company’s outstanding common stock entitled to vote as of March 20, 2025, the record date. The results of the voting were as follows:

Item 1: Election of Directors.

Nominee For Against Abstain Broker Non-Votes
Harsha V. Agadi 22,279,747 290,714 3,704 3,229,598
Ryan G. Ezell 22,524,976 45,937 3,252 3,229,598
Evan R. Farber 22,285,371 269,309 19,485 3,229,598
Michael Fucci 22,456,605 94,537 23,023 3,229,598
Lisa Mayr 22,510,851 44,880 18,434 3,229,598
Matt D. Wilks 18,347,517 4,223,480 3,168 3,229,598

Item 2: Advisory vote to approve named executive officer compensation.

For Against Abstain Broker Non-Votes
22,375,059 190,354 8,752 3,229,598

Item 3: Ratification of appointment of KPMG LLP as independent auditor for 2025.

For Against Abstain Broker Non-Votes
10,640,478 87,954 15,075,331 N/A

Item 4: Approval of amendment to the Flotek Industries, Inc. 2018 Long-Term Incentive Plan.

For Against Abstain Broker Non-Votes
22,279,142 287,070 7,953 3,229,598

Item 5: Approval of amendments to the Flotek Industries, Inc. 2012 Employee Stock Purchase Plan.

For Against Abstain Broker Non-Votes
22,400,661 166,982 6,522 3,229,598

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

FLOTEK INDUSTRIES, INC.
Date: May 16, 2025 /s/ Bond Clement
Name: Bond Clement
Title: Chief Financial Officer