Gatx Corp 8-K, filed Apr 27, 2022
Gatx Corp (GATX)
8-K
2022-04-27
For: 2022-04-22
View Original
Added on
April 09, 2026
About this 8-K
Gatx Corp filed this 8-K on April 27, 2022, reporting on events of April 22, 2022.
Items reported
- Item 5.07: Shareholder vote results
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): April 22, 2022
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||||||||||||
(Address of principal executive offices, including zip code)
(312 ) 621-6200
(Registrant’s telephone number, including area code)
__________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||||
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||||
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |||||
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of Each Exchange on Which Registered | ||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders
On April 22, 2022, the Company held its Annual Meeting of Shareholders (the “Annual Meeting”). At the Annual Meeting, the shareholders of the Company voted on the following three proposals, each of which is described in detail in the Company’s Proxy Statement for the Annual Meeting (the “Proxy Statement”). The results of each matter voted upon are as follows:
Proposal 1 - Election of Directors
The nine individuals named below were elected to serve on the Company’s Board until the Company’s 2023 Annual Meeting of Shareholders or until their successors are duly elected or appointed, by the following vote:
Name | For | Against | Abstain | ||||||||||||||
Diane M. Aigotti | 31,677,981 | 381,748 | 25,877 | ||||||||||||||
Anne L. Arvia | 31,002,488 | 1,060,677 | 22,441 | ||||||||||||||
Brian A. Kenney(1) | 30,967,289 | 1,092,866 | 25,451 | ||||||||||||||
Robert C. Lyons | 31,100,137 | 955,741 | 29,728 | ||||||||||||||
James B. Ream | 30,913,747 | 1,147,280 | 24,579 | ||||||||||||||
Adam L. Stanley | 31,665,811 | 388,858 | 30,937 | ||||||||||||||
David S. Sutherland | 30,801,990 | 1,255,500 | 28,116 | ||||||||||||||
Stephen R. Wilson | 31,669,190 | 392,321 | 24,095 | ||||||||||||||
Paul G. Yovovich | 31,308,661 | 687,296 | 89,649 | ||||||||||||||
Broker Non-Vote | 1,434,008 | ||||||||||||||||
(1) Mr. Kenney intends to retire from the Company's Board on October 31, 2022.
Proposal 2 - Advisory Resolution on Executive Compensation
The shareholders approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers as disclosed in the Compensation Discussion and Analysis section, executive compensation tables and accompanying narrative discussions contained in the Proxy Statement, by the following vote:
For | Against | Abstain | Broker Non-Vote | ||||||||
31,149,727 | 873,969 | 61,910 | 1,434,008 | ||||||||
Proposal 3 - Ratification of the Appointment of Independent Registered Public Accounting Firm
The shareholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022, by the following vote:
For | Against | Abstain | ||||||
32,328,959 | 1,162,875 | 27,780 | ||||||
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description | |||||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). | |||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| GATX CORPORATION | ||
| (Registrant) | ||
| /s/ Deborah A. Golden | ||
| Deborah A. Golden | ||
| Executive Vice President, General Counsel | ||
| and Corporate Secretary | ||
April 27, 2022