8-K

Gen Digital Inc. (GEN)

8-K 2021-09-15 For: 2021-09-14
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Added on April 06, 2026

UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

WASHINGTON,

D.C. 20549

FORM

8-K

CURRENT

REPORT

Pursuant

to Section 13 or 15(d) of the

Securities

Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): September 14, 2021

NortonLifeLock Inc.

(Exact Name of Registrant as Specified in Charter)

Delaware 000-17781 77-0181864
(State<br> or Other Jurisdiction of <br><br> Incorporation) (Commission<br> File Number) (IRS<br> Employer Identification No.)
60 E. Rio Salado Parkway**, Suite 1000** , Tempe , AZ 85281
--- ---
(Address<br> of Principal Executive Offices) (Zip<br> Code)

Registrant’s

Telephone Number, Including Area Code (650) 527-8000

(Former name or former address, if

changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol Name of each exchange on which registered
Common Stock, par value $0.01 per share NLOK The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨


Item 5.07 Submission of Matters to a Vote of Security Holders.

The 2021 Annual Meeting of Stockholders of NortonLifeLock Inc. (the “Company”) was held on September 14, 2021. Set forth below are the matters the stockholders voted on and the final voting results.

Proposal 1: Election of Directors:

Nominee Votes For Votes Against Abstentions Broker Non-<br><br>Votes
Sue Barsamian 477,437,351 5,212,204 749,258 37,572,998
Eric K. Brandt 374,128,794 108,489,634 780,385 37,572,998
Frank E. Dangeard 470,072,673 12,549,772 776,368 37,572,998
Nora M. Denzel 477,604,927 5,050,207 743,679 37,572,998
Peter A. Feld 470,999,983 11,618,565 780,265 37,572,998
Kenneth Y. Hao 480,944,950 1,685,896 767,967 37,572,998
Emily Heath 481,218,048 1,429,243 751,522 37,572,998
Vincent Pilette 481,100,743 1,479,261 818,809 37,572,998
Sherrese M. Smith 480,927,564 1,714,468 756,781 37,572,998

Each of the nine nominees was elected to the Company’s Board of Directors, each to hold office until the next annual meeting of stockholders and until his or her successor has been duly elected or until his or her earlier resignation or removal.

Proposal 2: Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the 2022 fiscal year:

Votes For Votes Against Abstentions Broker Non-Votes
512,121,032 8,090,233 760,546 0

The appointment was ratified.

Proposal 3: Advisory vote to approve the Company’s executive compensation:

Votes For Votes Against Abstentions Broker Non-Votes
449,243,581 32,083,606 2,071,626 37,572,998

The proposal was approved.

Proposal 4: Stockholder proposal regarding independent board chairman:

Votes For Votes Against Abstentions Broker Non-Votes
249,572,763 232,880,203 945,847 37,572,998

The proposal was approved.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

NortonLifeLockInc.
Date: September 15, 2021 By: /s/<br>Bryan S. Ko
Bryan S. Ko <br><br>Chief Legal Officer and Corporate Secretary