Sigma Planning Corp

Position in GOF — Guggenheim Strategic Opportunities Fund

CIK 1449126 ANN ARBOR, MI

Position in GOF

as of Mar 31, 2026 · filed May 4, 2026 Compact

Position Value

$661,530

-$234,170 QoQ

Shares Held

60,030

-13.7% QoQ

Ownership

0.028%

of shares outstanding

% of Portfolio

0.04%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2020

25 quarters on record

Voting authority Sole 0.ToString("F0")% Shared 0.ToString("F0")% None 100.ToString("F0")%

Financial Services · as of Mar 31, 2026

Sigma Planning Corp holds $27,770,961 across 42 Asset Management names. GOF ranks #15 (2.4% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	ARCC	Ares Capital Corp	158,119	$2,849,304
2	MSIF	Msc Income Fund, Inc.	207,539	$2,527,825
3	TROW	Price T Rowe Group Inc	22,197	$2,000,837
4	MAIN	Main Street Capital CORP	35,492	$1,879,656
5	BX	Blackstone Inc.	14,636	$1,682,993
6	BEN	Franklin Resources Inc	67,747	$1,600,184
7	UTG	Reaves Utility Income Fund	37,095	$1,457,091
8	CION	CION Investment Corp	211,663	$1,447,774

25 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$661,530	60,030	-13.7%	Shares	Sole	2026-05-04
2025-12-31	$895,700	69,542	-11.8%	Shares	Sole	2026-01-30
2025-09-30	$1,181,292	78,858	+2.7%	Shares	Sole	2025-11-10
2025-06-30	$1,143,388	76,789	+0.3%	Shares	Sole	2025-08-05
2025-03-31	$1,191,805	76,545	-1.1%	Shares	Sole	2025-05-02
2024-12-31	$1,180,635	77,368	+0.7%	Shares	Sole	2025-02-03
2024-09-30	$1,211,140	76,849	+1.5%	Shares	Sole	2024-11-04
2024-06-30	$1,128,582	75,693	-5.6%	Shares	Sole	2024-08-06
2024-03-31	$1,148,048	80,171	-11.0%	Shares	Sole	2024-05-02
2023-12-31	$1,153,408	90,110	-53.3%	Shares	Sole	2024-02-01
2023-09-30	$2,855,194	193,049	+7.6%	Shares	Sole	2023-11-06
2023-06-30	$2,853,223	179,448	+5.0%	Shares	Sole	2023-08-02
2023-03-31	$2,764,471	170,963	+7.9%	Shares	Sole	2023-05-08
2022-12-31	$2,411,791	158,462	+5.9%	Shares	Sole	2023-01-24
2022-09-30	$2,298,485	149,641	+9.6%	Shares	Sole	2022-11-10
2022-06-30	$2,196,429	136,509	+6.2%	Shares	Sole	2022-08-11
2022-03-31	$2,442,556	128,488	-16.0%	Shares	Sole	2022-04-20
2021-12-31	$2,803,619	153,036	+26.8%	Shares	Sole	2022-02-02
2021-09-30	$2,311,577	120,709	+19.5%	Shares	Sole	2021-10-28
2021-06-30	$2,189,853	101,008	+12.8%	Shares	Sole	2021-08-13
2021-03-31	$1,879,864	89,560	+11.7%	Shares	Sole	2021-05-06
2020-12-31	$1,554,832	80,146	-9.3%	Shares	Sole	2021-02-09
2020-09-30	$1,554,643	88,332	-15.0%	Shares	Sole	2020-11-03
2020-06-30	$1,755,588	103,881	-2.3%	Shares	Sole	2020-07-31
2020-03-31	$1,621,959	106,358	—	Shares	Sole	2020-05-01
No filing history on record for this holder in this stock.