NBC SECURITIES, INC.

Broker-Dealer

Position in GOF — Guggenheim Strategic Opportunities Fund

CIK 791540 BIRMINGHAM, AL

Position in GOF

as of Mar 31, 2026 · filed Apr 14, 2026 Compact

Position Value

$324,406

+$45,645 QoQ

Shares Held

29,438

+36.0% QoQ

Ownership

0.014%

of shares outstanding

% of Portfolio

0.04%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Sep 2023

11 quarters on record

Voting authority Sole 100.ToString("F0")% Shared 0.ToString("F0")% None 0.ToString("F0")%

Financial Services · as of Mar 31, 2026

NBC SECURITIES, INC. holds $22,712,616 across 138 Asset Management names. GOF ranks #21 (1.4% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	UTG	Reaves Utility Income Fund	51,079	$2,006,383
2	BLK	BlackRock, Inc.	1,700	$1,634,907
3	BN	BROOKFIELD Corp /ON/	26,647	$1,078,404
4	SEIC	Sei Investments Co	9,149	$717,922
5	BOE	BlackRock Enhanced Global Dividend Trust	58,286	$638,814
6	AMP	Ameriprise Financial Inc	1,381	$613,716
7	BX	Blackstone Inc.	5,280	$607,147
8	NDMO	Nuveen Dynamic Municipal Opportunities Fund	58,216	$599,042

11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$324,406	29,438	+36.0%	Shares	Sole	2026-04-14
2025-12-31	$278,761	21,643	0.0%	Shares	Sole	2026-01-29
2025-09-30	$324,212	21,643	-3.9%	Shares	Sole	2025-11-14
2025-06-30	$335,367	22,523	+11.9%	Shares	Sole	2025-07-08
2025-03-31	$313,315	20,123	+118270.6%	Shares	Sole	2025-04-09
2024-12-31	$259	17	-99.8%	Shares	Sole	2025-01-22
2024-09-30	$128,964	8,183	+566.4%	Shares	Sole	2024-10-15
2024-06-30	$18,309	1,228	-62.0%	Shares	Sole	2024-07-10
2024-03-31	$46,224	3,228	+162.9%	Shares	Sole	2024-04-05
2023-12-31	$15,718	1,228	0.0%	Shares	Sole	2024-02-07
2023-09-30	$18,162	1,228	—	Shares	Sole	2023-11-03
No filing history on record for this holder in this stock.