Pathstone Holdings, LLC
Position in GUG — Guggenheim Active Allocation Fund
CIK 2011612
ENGLEWOOD, NJ
Position in GUG
as of Jun 30, 2026
· filed Aug 13, 2026
Position Value
$5,929,985
-$7,598,646 QoQ
Shares Held
371,088
-58.3% QoQ
Ownership
1.13%
of shares outstanding
% of Portfolio
0.03%
of 13F equity value
Holder Rank
#11
of 46 holders
Holding Since
Dec 2023
11 quarters on record
Voting authority
Sole 99%
Shared 0%
None 1%
Common Shares in GUG Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Pathstone Holdings, LLC holds $795,551,683 across 129 Asset Management names. GUG ranks #45 (0.7% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | MHD |
Blackrock Muniholdings Fund, Inc.
|
3,677,624 | $43,763,724 | |
| 2 | BTT |
BlackRock Municipal 2030 Target Term Trust
|
1,638,668 | $37,279,697 | |
| 3 | AFB |
Alliancebernstein National Municipal Income Fund
|
2,883,076 | $32,895,896 | |
| 4 | MFM |
Aberdeen Municipal Income Fund
|
5,415,646 | $30,435,930 | |
| 5 | NBH |
Neuberger Municipal Fund Inc.
|
2,342,220 | $24,710,420 | |
| 6 | DHF |
Bny Mellon High Yield Strategies Fund
|
9,983,466 | $24,159,986 | |
| 7 | GLO |
Clough Global Opportunities Fund
|
3,860,158 | $23,624,166 | |
| 8 | LEO |
Bny Mellon Strategic Municipals, Inc.
|
3,487,291 | $22,527,899 |
All Filings in GUG
Export CSV
11 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $5,929,985 | 371,088 | Shares | Sole | 2026-08-13 | |
| 2026-03-31 | $13,528,631 | 888,872 | Shares | Defined | 2026-05-11 | |
| 2025-12-31 | $14,960,960 | 975,927 | Shares | Sole | 2026-02-13 | |
| 2025-09-30 | $14,001,405 | 897,526 | Shares | Sole | 2025-11-13 | |
| 2025-06-30 | $12,056,390 | 770,869 | Shares | Sole | 2025-08-12 | |
| 2025-03-31 | $9,918,606 | 658,169 | Shares | Defined | 2025-05-15 | |
| 2024-12-31 | $4,884,392 | 328,473 | Shares | Sole | 2025-02-14 | |
| 2024-09-30 | $3,646,924 | 220,358 | Shares | Defined | 2024-11-07 | |
| 2024-06-30 | $3,867,705 | 259,056 | Shares | Defined | 2024-08-14 | |
| 2024-03-31 | $2,902,444 | 197,311 | Shares | Defined | 2024-05-13 | |
| 2023-12-31 | $2,177,200 | 148,513 | Shares | Sole | 2024-02-14 | |
| No filing history on record for this holder in this stock. | ||||||