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D. E. Shaw & Co., Inc.

Position in HTGC — Hercules Capital, Inc.

CIK 1009207 New York, NY

Position in HTGC

as of Mar 31, 2026 · filed May 15, 2026
Position Value
$22,878,139
+$7,341,534 QoQ
Shares Held
1,548,960
+87.6% QoQ
Ownership
0.828%
of shares outstanding
% of Portfolio
0.02%
of 13F equity value
Holder Rank
not a current holder
Holding Since
Mar 2020
18 quarters on record
Voting authority Sole 100.ToString("F0")% Shared 0.ToString("F0")% None 0.ToString("F0")%

Common Shares in HTGC Over Time

Shares Held

Position Value (USD)

Derivatives in HTGC

reported options exposure · as of Dec 31, 2024
CallValue
$200,900
CallShares
10,000
PutValue
$0
PutShares
0

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Asset Management

Financial Services · as of Mar 31, 2026

D. E. Shaw & Co., Inc. holds $1,818,222,702 across 49 Asset Management names. HTGC ranks #14 (1.3% of the industry book) .

# Ticker Company Shares Value (USD) Open

All Filings in HTGC

Export CSV
19 filing rows on record
Report Date Value (USD) Shares
2026-03-31 $22,878,139 1,548,960
2025-12-31 $15,536,605 825,537
2025-09-30 $9,764,405 516,362
2025-06-30 $6,267,425 342,857
2025-03-31 $5,442,404 283,311
2024-12-31 $11,904,811 592,574
2024-12-31 $200,900 10,000
2024-09-30 $196,400 10,000
2024-06-30 $204,500 10,000
2024-03-31 $276,750 15,000
2023-12-31 $4,017,403 240,996
2023-09-30 $2,382,673 145,108
2023-06-30 $2,539,043 171,557
2022-12-31 $2,058,314 155,697
2022-03-31 $1,243,197 68,799
2021-12-31 $3,015,929 181,792
2021-09-30 $1,230,950 74,109
2021-06-30 $3,663,686 214,753
2020-03-31 $158,537 20,751