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UBS Group AG

Position in HTGC — Hercules Capital, Inc.

CIK 1610520 ZURICH, V8

Position in HTGC

as of Mar 31, 2026 · filed May 5, 2026
Position Value
$36,836,261
+$5,371,857 QoQ
Shares Held
2,493,992
+49.2% QoQ
Ownership
1.33%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
not a current holder
Holding Since
Mar 2020
25 quarters on record
Voting authority Sole 97.04549974498715.ToString("F0")% Shared 0.ToString("F0")% None 2.9545002550128467.ToString("F0")%

Common Shares in HTGC Over Time

Shares Held

Position Value (USD)

Derivatives in HTGC

reported options exposure · as of Jun 30, 2023
CallValue
$0
CallShares
0
PutValue
$370,000
PutShares
25,000

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Asset Management

Financial Services · as of Mar 31, 2026

UBS Group AG holds $8,381,953,881 across 473 Asset Management names. HTGC ranks #36 (0.4% of the industry book) .

# Ticker Company Shares Value (USD) Open

All Filings in HTGC

Export CSV
27 filing rows on record
Report Date Value (USD) Shares
2026-03-31 $36,836,261 2,493,992
2025-12-31 $31,464,404 1,671,860
2025-09-30 $24,937,901 1,318,768
2025-06-30 $21,076,948 1,153,006
2025-03-31 $15,580,365 811,055
2024-12-31 $9,058,379 450,890
2024-09-30 $5,935,245 302,202
2024-06-30 $5,132,825 250,994
2024-03-31 $4,675,689 253,425
2023-12-31 $2,857,220 171,399
2023-09-30 $4,546,252 276,873
2023-06-30 $370,000 25,000
2023-06-30 $4,295,729 290,252
2023-03-31 $451,150 35,000
2023-03-31 $3,711,068 287,903
2022-12-31 $3,996,073 302,275
2022-09-30 $6,297,515 543,827
2022-06-30 $7,722,066 572,429
2022-03-31 $9,601,185 531,333
2021-12-31 $8,746,446 527,212
2021-09-30 $8,638,910 520,103
2021-06-30 $8,011,460 469,605
2021-03-31 $6,433,159 401,320
2020-12-31 $1,778,461 123,333
2020-09-30 $2,313,987 199,999
2020-06-30 $1,931,577 184,487
2020-03-31 $769,424 100,710