8-K
HYSTER-YALE, INC. (HY)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
_______________________________________________________________________________________________________________________________________________________________________________________________________
FORM 8-K
| CURRENT REPORT | |||
|---|---|---|---|
| Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 | |||
| Date of Report (Date of earliest event reported): | May 19, 2020 | ||
| --- | --- | --- | --- |
| HYSTER-YALE MATERIALS HANDLING, INC. | |||
| (Exact name of registrant as specified in its charter) | |||
| Delaware | 000-54799 | 31-1637659 | |
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | |
| 5875 Landerbrook Drive, Suite 300 | |||
| Cleveland | (440) | ||
| OH | 449-9600 | 44124-4069 | |
| (Address of principal executive offices) | (Registrant's telephone number, including area code) | (Zip code) | |
| N/A | |||
| (Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Class A Common Stock, $0.01 par value per share | HY | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
Hyster-Yale Materials Handling, Inc. (the "Company") held its Annual Meeting of Stockholders on May 19, 2020.
The stockholders elected the following twelve nominees to the Board of Directors until the next annual meeting and until their successors are elected:
| DIRECTOR | VOTE FOR | VOTE AGAINST | VOTE WITHHELD | BROKER NON-VOTES |
|---|---|---|---|---|
| James B. Bemowski | 47,498,604 | 55,826 | 6,632 | 681,074 |
| J.C. Butler, Jr. | 46,010,408 | 1,544,391 | 6,263 | 681,074 |
| Carolyn Corvi | 47,366,401 | 189,108 | 5,553 | 681,074 |
| Edward T. Eliopoulos | 47,501,622 | 53,935 | 5,505 | 681,074 |
| John P. Jumper | 46,381,865 | 1,174,452 | 4,745 | 681,074 |
| Dennis W. LaBarre | 46,024,314 | 1,530,290 | 6,458 | 681,074 |
| H. Vincent Poor | 46,404,900 | 1,109,454 | 46,708 | 681,074 |
| Alfred M. Rankin, Jr. | 47,071,678 | 483,915 | 5,469 | 681,074 |
| Claiborne R. Rankin | 47,202,274 | 349,652 | 9,136 | 681,074 |
| Britton T. Taplin | 47,163,212 | 387,981 | 9,869 | 681,074 |
| David B.H. Williams | 47,215,430 | 338,863 | 6,769 | 681,074 |
| Eugene Wong | 47,467,196 | 86,849 | 7,017 | 681,074 |
The stockholders approved, on an advisory basis, the Company's named executive officer compensation:
| For | 47,155,094 |
|---|---|
| Against | 382,930 |
| Abstain | 23,038 |
| Broker non-votes | 681,074 |
The stockholders approved the Hyster-Yale Materials Handling, Inc. 2020 Long-Term Equity Incentive Plan:
| For | 47,194,757 |
|---|---|
| Against | 343,002 |
| Abstain | 23,303 |
| Broker non-votes | 681,074 |
The stockholders confirmed the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the current fiscal year:
| For | 48,193,945 |
|---|---|
| Against | 45,876 |
| Abstain | 2,315 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: | May 21, 2020 | HYSTER-YALE MATERIALS HANDLING, INC. | |
|---|---|---|---|
| By: | /s/ Suzanne Schulze Taylor | ||
| Name: Suzanne Schulze Taylor | |||
| Title: Senior Vice President, General Counsel and Secretary |