8-K
Identiv, Inc. (INVE)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENTREPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 26, 2021
IDENTIV, INC.
(Exactname of Registrant as Specified in Its Charter)
| Delaware | 000-29440 | 77-0444317 |
|---|---|---|
| (State or Other Jurisdiction<br><br><br>of Incorporation) | (Commission File Number) | (IRS Employer<br><br><br>Identification No.) |
| 2201 Walnut Avenue, Suite 100,<br><br><br>Fremont, California | 94538 | |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s Telephone Number, Including Area Code: (949)250-8888
N/A
(Former Name or Former Address, if Changed Since Last Report)
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of exchange on whichregistered |
|---|---|---|
| Common Stock, $0.001 par value per share | INVE | The Nasdaq Stock Market LLC |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17<br>CFR 240.14a-12) |
| --- | --- |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| --- | --- |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| --- | --- |
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
|---|
On May 26, 2021, Identiv, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders. The final results for each of the matters submitted to the stockholders at the Company’s 2021 Annual Meeting of Stockholders are as follows:
1. The following Class IIIdirector was elected to serve for a three-year term ending at the annual meeting of stockholders in 2024 or until his successor has been duly elected and qualified or until he resigns or is removed:
| For | Withheld | BrokerNon-Votes | |
|---|---|---|---|
| Gary Kremen | 9,146,209 | 952,140 | 4,277,975 |
2. The appointment of BPM LLP, an independent registered public accounting firm, as the independent registered publicaccounting firm of the Company for the fiscal year ending December 31, 2021, was ratified:
| For | Against | Abstain | BrokerNon-Votes |
|---|---|---|---|
| 14,360,072 | 12,734 | 3,518 | — |
3. The compensation of the Company’s named executive officers was approved, on anon-binding advisory basis:
| For | Against | Abstain | BrokerNon-Votes |
|---|---|---|---|
| 9,979,285 | 110,847 | 8,217 | 4,277,975 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Identiv, Inc. | ||
|---|---|---|
| May 27, 2021 | By: | /s/ Sandra Wallach |
| Chief Financial Officer |