8-K

Johnson Controls International plc (JCI)

8-K 2022-03-11 For: 2022-03-09
View Original
Added on April 03, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): March 11, 2022 (March 9, 2022)

JOHNSON CONTROLS INTERNATIONAL PLC

(Exact name of registrant as specified in its charter)

Ireland 001-13836 98-0390500
(State or Other Jurisdiction<br> <br>of incorporation) (Commission<br> <br>File Number) (I.R.S. Employer<br> <br>Identification Number)

One Albert Quay. Cork, Ireland, T12 X8N6

(Address of principal executive offices and postal code)

(353) 21-423-5000 Not Applicable
(Registrant’s telephone number) (Former name, former address and former fiscal year, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
--- ---
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)
--- ---
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
--- ---

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class Trading<br> <br>Symbol Name of Each Exchange<br> <br>on Which Registered
Ordinary Shares, Par Value $0.01 JCI New York Stock Exchange
4.625% Notes due 2023 JCI23 New York Stock Exchange
1.000% Senior Notes due 2023 JCI23A New York Stock Exchange
3.625% Senior Notes due 2024 JCI24A New York Stock Exchange
1.375% Notes due 2025 JCI25A New York Stock Exchange
3.900% Notes due 2026 JCI26A New York Stock Exchange
0.375% Senior Notes due 2027 JCI27 New York Stock Exchange
1.750% Senior Notes due 2030 JCI30 New York Stock Exchange
2.000% Sustainability-Linked Senior Notes due 2031 JCI31 New York Stock Exchange
1.000% Senior Notes due 2032 JCI32 New York Stock Exchange
6.000% Notes due 2036 JCI36A New York Stock Exchange
5.70% Senior Notes due 2041 JCI41B New York Stock Exchange
5.250% Senior Notes due 2041 JCI41C New York Stock Exchange
4.625% Senior Notes due 2044 JCI44A New York Stock Exchange
5.125% Notes due 2045 JCI45B New York Stock Exchange
6.950% Debentures due December 1, 2045 JCI45A New York Stock Exchange
4.500% Senior Notes due 2047 JCI47 New York Stock Exchange
4.950% Senior Notes due 2064 JCI64A New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

Item 5.07 Submission of matters to a vote of security holders.

The 2022 Annual General Meeting of Shareholders of the Company was held on March 9, 2022 in Dublin, Ireland. At the meeting, the holders of 630,216,688 of the Company’s ordinary shares were represented in person or by proxy, constituting a quorum. At the meeting, shareholders voted on the following proposals and cast their votes as described below. The proposals are described in detail in the Company’s definitive proxy statement dated January 21, 2022. The vote results detailed below represent final results.

Proposal No. 1 - Election of the Board of Directors

Proposal No. 1 was the election, by separate resolution, of each member of Board of Directors. The following individuals were elected to serve on the Board of Directors until the conclusion of the next annual general meeting.

FOR AGAINST ABSTAIN BROKER NON-VOTES
Jean Blackwell 569,033,066 29,816,468 2,194,208 29,172,946
Pierre Cohade 594,319,513 5,978,519 745,710 29,172,946
Michael E. Daniels 574,142,765 26,271,544 629,433 29,172,946
W. Roy Dunbar 593,921,541 6,397,775 724,426 29,172,946
Gretchen R. Haggerty 593,394,641 6,680,191 968,910 29,172,946
Simone Menne 594,964,019 5,429,304 650,419 29,172,946
George R. Oliver 568,639,566 30,654,133 1,750,043 29,172,946
Jürgen Tinggren 582,417,385 17,184,153 1,442,204 29,172,946
Mark Vergnano 594,829,856 5,537,819 676,067 29,172,946
R. David Yost 577,832,040 22,154,673 1,057,029 29,172,946
John D. Young 583,040,560 16,120,816 1,882,366 29,172,946

Proposal No. 2.a - Ratify appointment of independent auditors

Proposal No. 2.a was a management proposal to ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. This proposal was approved by the requisite vote.

FOR AGAINST ABSTAIN
598,145,621 31,662,913 408,154

Proposal No. 2.b - Authorize the Audit Committee to set the auditors’ remuneration

Proposal No. 2.b was a management proposal to authorize the Audit Committee of the Board of Directors to set the auditors’ remuneration. This proposal was approved by the requisite vote.

FOR AGAINST ABSTAIN
611,601,124 17,511,229 1,104,335

Proposal No. 3 - Authorize the Company to make market purchases of Company shares

Proposal No. 3 was a management proposal to authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. This proposal was approved by the requisite vote.

FOR AGAINST ABSTAIN
624,802,396 3,584,762 1,829,530

Proposal No. 4 - Determine the price range at which the Company can reissue treasury shares

Proposal No. 4 was a management proposal to determine the price range at which the Company can re-allot shares that it holds as treasury shares. This proposal was approved by the requisite vote.

FOR AGAINST ABSTAIN
624,876,024 4,276,787 1,063,877

Proposal No. 5 - Non-binding advisory vote on executive compensation

Proposal No. 5 was a management proposal to hold a non-binding advisory vote on the compensation of the Company’s executives, as described in the Proxy Statement. This proposal was approved by the requisite vote.

FOR AGAINST ABSTAIN BROKER NON-VOTES
550,834,330 49,128,299 1,081,113 29,172,946

Proposal No. 6 - Approval of the Board of Directors’ authority to allot shares

Proposal No. 6 was a management proposal to approve the Board of Directors’ authority to allot shares up to an aggregate nominal value of US$2,342,000, or approximately 33% of the Company’s issued ordinary share capital. This proposal was approved by the requisite vote.

FOR AGAINST ABSTAIN
616,087,994 12,915,090 1,213,604

Proposal No. 7 - Waiver of statutory pre-emption rights

Proposal No. 7 was a management proposal to approve the waiver by shareholders of their statutory pre-emption rights in the event of the issuance of ordinary shares for cash, if the issuance is limited to up to an aggregate nominal value of US$351,000, or approximately 5% of the Company’s issued ordinary share capital. This proposal was approved by the requisite vote.

FOR AGAINST ABSTAIN
621,201,467 7,663,694 1,351,527

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

JOHNSON CONTROLS INTERNATIONAL PLC
Date: March 11, 2022 By: /s/ Richard J. Dancy
Name: Richard J. Dancy
Title: Vice President and Corporate Secretary