8-K
JANUS HENDERSON GROUP PLC (JHG)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
April 20, 2020

Janus Henderson Group plc
(Exact name of registrant as specified in its charter)
| Jersey, Channel Islands | 001-38103 | 98-1376360 |
|---|---|---|
| (State or other jurisdiction | (Commission file | (IRS Employer |
| of incorporation) | number) | Identification Number) |
201 Bishopsgate
EC2M 3AE
United Kingdom
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code
+44 (0) 20 7818 1818
Not Applicable
(Former name or former address if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant<br>to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ¨ | Soliciting material pursuant<br>to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| --- | --- |
| ¨ | Pre-commencement communications<br>pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| ¨ | Pre-commencement communications<br>pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Securities registered pursuant to Section 12(b)of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Common Stock, $1.50 Per Share Par Value | JHG | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
| Item 7.01 | Regulation FD Disclosure. |
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On April 20, 2020, as a result of the ongoing COVID-19 pandemic, Janus Henderson Group plc (“JHG”) issued a press release announcing modifications to its 2020 Annual General Meeting of Shareholders, scheduled to be held on 30 April 2020 at the Company’s office in Denver, Colorado. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report.
The information furnished in Item 7.01 of this Form 8-K and in Exhibit 99.1 hereto shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
| Item 9.01 | Financial Statements and Exhibits. |
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(d) Exhibits. The following exhibits are being furnished herewith.
| Exhibit<br><br>Number | Description |
|---|---|
| 99.1 | Press Release issued by Janus Henderson Group plc dated April 20, 2020. |
| 104 | Cover Page Interactive Data File - The cover page interactive data file does not appear in the Interactive Data File because<br>its XBRL tags are embedded within the Inline XBRL document. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Janus Henderson Group plc | ||
|---|---|---|
| Date: April 20, 2020 | By: | /s/ Roger Thompson |
| Roger Thompson <br><br>Chief Financial Officer | ||
| City | London | |
| --- | --- |
Exhibit 99.1

Janus Henderson Announces Modifications to 2020 Annual General Meeting of Shareholders
LONDON — Janus Henderson Group plc (NYSE/ASX: JHG) is scheduled to hold its 2020 Annual General Meeting of Shareholders (“AGM”) at the Company’s office in Denver, Colorado, on 30 April 2020. However, as a result of the ongoing COVID-19 pandemic, Colorado state and local authorities have issued stay-at-home orders that prohibit most gatherings of any number of people. The health of our shareholders, employees, and stakeholders is paramount, and the Company will adhere to all government and public health authority recommendations and restrictions to support the effort to limit the spread of COVID-19. As a result, the Company’s Board of Directors has decided to make the following changes to the arrangements for the AGM:
| · | We are not permitted to hold a virtual-only<br>AGM under the terms of our governing documents, and therefore, we currently plan to hold the AGM as scheduled at our Denver office<br>on 30 April 2020. However, in order to comply with the stay-at-home orders and public health directives, shareholders will not<br>be permitted to attend the AGM, and anyone seeking to attend the meeting in person will be refused entry. |
|---|---|
| · | Shareholders are strongly encouraged to<br>vote and submit their proxy by internet, by telephone, or by signing and returning the proxy card that was included in the Notice<br>of Annual Meeting sent to shareholders on 19 March 2020. When voting by proxy, shareholders should appoint the Chair of the meeting<br>as their proxy to ensure that their votes will still be counted despite being unable to attend the meeting in person. If a shareholder<br>appoints someone else as their proxy, that proxy will not be able to attend the meeting in person or cast the shareholder's vote. |
| --- | --- |
| · | In<br> order to keep in-person AGM attendance to the bare minimum and observe proper social<br> distancing measures for the small number of people required to attend, our advisers and<br> other guests have also been asked not to attend. The AGM will be limited to only the<br> formal business of the meeting, with no traditional investor presentation or live question-and-answer<br> session. The Company values the views of its shareholders, and any shareholder wishing<br> to submit a question to the Board may do so by sending an email to investor.relations@janushenderson.com<br> in advance of the meeting. The Company will respond to all questions on an individual<br> basis. |
| --- | --- |
| · | Shareholders may listen to the meeting<br>via a listen-only conference call and webcast. As the call and webcast will be listen-only, participation through these means will<br>not constitute formal attendance at the AGM, and shareholders who dial-in or view the webcast will not be able to vote or ask questions<br>on the day of the AGM. Any shareholder wishing to listen to the meeting should call: |
| --- | --- |
| From: | |
| --- | --- |
| United Kingdom | 0800 358 6377 (toll free) |
| US and Canada | 800 289 0438 (toll free) |
| Australia | 1 800 573 793 (toll free) |
| All other countries | +1 323 794 2423 (this is not a toll free number) |
| Conference ID | 6923607 |
Janus Henderson Group plc
47 Esplanade,
Jersey JE1 0BD
Registered in Jersey
No. 101484
ABN 67 133 992 766
Prior to the meeting, a webcast link will be accessible from the Company’s investor relations website, www.janushenderson.com/ir, and the Company’s 2020 AGM website, www.janushenderson.com/AGM2020. A replay will be available for a period of at least 14 days following the call.
The Company is taking the above measures to make the AGM as safe and efficient as possible, safeguarding the wellbeing of shareholders, colleagues and other participants alongside ensuring the right steps are taken to preserve the long-term health of the business. The COVID-19 situation remains fluid and, if further changes to the AGM become necessary, we will announce those changes as soon as practicable via our investor relations website and our designated website for the 2020 AGM.
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About Janus Henderson
Janus Henderson Group (JHG) is a leading global active asset manager dedicated to helping investors achieve long-term financial goals through a broad range of investment solutions, including equities, fixed income, quantitative equities, multi-asset and alternative asset class strategies.
At 31 December 2019, Janus Henderson had approximately US$375 billion in assets under management, more than 2,000 employees, and offices in 28 cities worldwide. Headquartered in London, the company is listed on the New York Stock Exchange (NYSE) and the Australian Securities Exchange (ASX).
| Investor enquiries:<br><br> <br>Jim Kurtz<br><br> <br>Investor Relations Manager<br><br> <br>+1 (303) 336 4529<br><br> <br>jim.kurtz@janushenderson.com | Press enquiries:<br><br> <br>Sarah de Lagarde<br><br> <br>Global Head of Communications<br><br> <br>+44 (0) 20 7818 2626<br><br> <br>sarah.delagarde@janushenderson.com |
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