8-K

Jackson Financial Inc. (JXN)

8-K 2023-05-19 For: 2023-05-19
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Added on April 07, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the SecuritiesExchange Act of 1934

Date of Report (Date of earliest event reported):

May 19, 2023

JacksonFinancial Inc.

(Exact name of registrant as specified in itscharter)

Delaware 001-40274 98-0486152
(State or other jurisdiction ofincorporation) (CommissionFile Number) (I.R.S. EmployerIdentification No.)
1 Corporate Way**, Lansing** , Michigan 48951
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(Address of principal executive offices) (Zip Code)

(517) 381-5500

(Registrant’s telephone number, including areacode)

Not

Applicable

(Former name or former address, if changedsince last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities<br>Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange<br>Act (17 CFR 240.14a-12)
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¨ Pre-commencement communications pursuant to Rule 14d-2(b) under<br>the Exchange Act (17 CFR 240.14d-2(b))
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¨ Pre-commencement communications pursuant to Rule 13e-4(c) under<br>the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:

Title of each class TradingSymbol(s) Name of Exchangeon which registered
Class A Common Stock, Par Value $0.01 Per Share JXN New York Stock Exchange
Depositary<br>Shares, each representing a 1/1,000th interest in a share of Fixed-Rate Reset Noncumulative Perpetual Preferred Stock, Series A JXN PRA New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 under the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.07. Submission of Matters to aVote of Security Holders.

The Company held its Annual Meeting of Shareholders (the “Annual Meeting”) on May 19, 2023. Set forth below are the final, certified voting results for each proposal presented at the Annual Meeting, as reported by American Election Services, LLC, the Company’s independent Inspector of Election.  The number of shares issued, outstanding and eligible to vote at the meeting as of the record date of March 24, 2023, was 81,049,492.

Of the 70,781,796 shares present in person or represented by proxy at the meeting:

The Company’s shareholders elected, with the respective votes set forth opposite their names, the following persons to the Company’s Board of Directors to hold office for a one-year term until the 2024 annual meeting of shareholders or until their successors are duly elected and qualified:

Director Nominee For Against Abstain
Lily Fu Claffee 62,141,291 804,049 535,511
Gregory T. Durant 62,422,774 523,857 534,220
Steven A. Kandarian 61,219,520 1,728,533 532,798
Derek G. Kirkland 62,551,531 394,659 534,661
Drew E. Lawton 62,505,716 436,576 538,559
Martin J. Lippert 62,160,255 785,763 534,833
Russell G. Noles 62,554,952 390,648 535,251
Laura L. Prieskorn 62,534,828 412,766 533,257
Esta E. Stecher 61,949,677 999,051 532,123

BrokerNon-Vote: 7,300,945

The Company’s shareholders ratified the appointment of KPMG LLP as Jackson Financial Inc.’s independent auditor for the fiscal year ending December 31, 2023. Voting results on this proposal were as follows:

For Against Abstain
67,954,980 1,904,051 922,765

The Company’s shareholders, by voting for a non-binding advisory proposal, approved the executive compensation of the Company’s named executive officers. Voting results on this proposal were as follows:

For Against Abstain Broker Non-Vote
62,085,029 808,222 587,600 7,300,945

Item9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No. Description
104 Cover<br> Page Interactive Data File (the cover page XBRL tags are embedded within the Inline XBRL Document)

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

JACKSON<br> FINANCIAL INC.
Date:<br> May 19, 2023 By: /s/<br> Carrie L. Chelko
Name: Carrie<br> L. Chelko
Title: Executive<br> Vice President and General Counsel