8-K - KAVL - Equibles

UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

WASHINGTON,

D.C. 20549

FORM

8-K

CURRENT

REPORT

PURSUANT

TO SECTION 13 OR 15(D) OF THE

SECURITIES

EXCHANGE ACT OF 1934

Date of Report: May 11, 2022

KaivalBrands Innovations Group, Inc.

(Exact name of registrant as specified in its charter)

Delaware	000-56016	83-3492907
(State<br> or other jurisdiction<br><br> <br>of<br> incorporation)	(Commission<br> File Number)	(I.R.S.<br> Employer<br><br> <br>Identification<br> No.)

4460Old Dixie Highway

Grant,Florida 32949

(Address of principal executive office, including zip code)

Telephone:(833) 452-4825

(Registrant’s telephone number, including area code)

Securities

registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value<br> $0.001 per share	KAVL	The Nasdaq Stock Market,<br> LLC

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01 Regulation FD Disclosure.

Kaival Brands Innovations Group, Inc. (the “Company”) will be participating in various meetings with investors and analysts, including at the Sidoti May Micro Cap Virtual Conference to be held May 11 and 12, 2022. A copy of the Company’s presentation materials that will be used at these meetings is attached to this Current Report on Form 8-K (this “Report”) as Exhibit 99.1. The presentation materials also can be accessed on the Company’s website at https://ir.kaivalbrands.com/events-and-presentations/default.aspxwww.kaivalbrands.com. Information on the Company’s website does not constitute a part of this Report.

The information in this Report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

Item 9.01

Financial Statements and Exhibits.

Exhibit Number	Description
99.1	Investor Presentation, dated May 2022
104	Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

	Kaival Brands Innovations Group, Inc.
Dated:<br> May 11, 2022	By:	/s/<br> Nirajkumar Patel
		Nirajkumar<br> Patel
		Chief<br> Executive Officer

EXHIBIT 99.1