8-K
LANDMARK BANCORP INC (LARK)
United
States
SecuritiesAnd Exchange Commission**** Washington, DC 20549
FORM
8-K
CurrentReport Pursuant to
**Section13 or 15(**d)of the
Securities
Exchange Act of 1934
Date of report (Date of earliest event reported): March 12, 2024
LandmarkBancorp, Inc. ****
(Exactname of registrant as specified in its charter)
Commission
File Number: 000-33203
| Delaware | 43-1930755 |
|---|---|
| (State or other jurisdiction<br><br> <br>of incorporation) | (I.R.S. Employer<br><br> <br>Identification Number) |
701Poyntz
Manhattan,Kansas 66502
(Addressof principal executive offices, including zip code)
(785)565-2000
(Registrant’stelephone number, including area code)
N/A
(Formername or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
| ☐ | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange |
Securities registered pursuant to Section 12(b) of the Act:
| Title<br> of each class | Trading<br> Symbol(s) | Name<br> of each exchange on which registered |
|---|---|---|
| Common<br> Stock, $0.01 Par Value | LARK | The<br> Nasdaq Global Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01. Regulation FD Disclosure.
On March 12, 2024, Landmark Bancorp, Inc. (“Landmark”) became aware of a Form 144 Notice of Proposed Sale of Securities relating to a sale of Landmark’s common stock that was erroneously filed with the Securities and Exchange Commission (the “SEC”) on March 11, 2024. Landmark understands that the Form 144 was intended for a transaction related to another entity unrelated to Landmark. The filing person filed an amended Form 144 on March 12, 2024 with the correct information for the unrelated entity. While incorrect, the original Form 144 filed on March 11, 2024 remains associated with Landmark on the SEC’s EDGAR system and Landmark is working with the SEC to have the mistaken filing removed. This Form 8-K is filed to notify the public of the incorrect Form 144 while Landmark works to have the filing removed from the SEC’s EDGAR system.
Theinformation contained in Item 7.01 shall not be deemed “filed” for purposes of Section 18 of the Securities ExchangeAct of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that section, nor shall it bedeemed incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended(the “Securities Act”), or into any filing or other document pursuant to the Exchange Act, except to the extent requiredby applicable law or regulation.
SignatureS
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date:<br> March 12, 2024 | Landmark Bancorp, Inc. | |
|---|---|---|
| By: | /s/ Mark A. Herpich | |
| Name: | Mark<br> A. Herpich | |
| Title: | Chief<br> Financial Officer |