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8-K

Longeveron Inc. (LGVN)

8-K 2023-01-27 For: 2023-01-23
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 8-K


CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):January 23, 2023


Longeveron Inc.

(Exact name of registrant as specified in itscharter)

Delaware 001-40060 47-2174146
(State or Other Jurisdictionof Incorporation) (Commission File Number) (IRS EmployerIdentification No.)

1951NW 7^th^ Avenue**, Suite520**, Miami**, Florida**

33136

(Address of Principal Executive Offices)


Registrant’s Telephone Number, Including

Area Code: (305) 909-0840

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant<br>to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to<br>Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications<br>pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications<br>pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchangeon which registered
Class A Common Stock, $0.001 par value per share LGVN The NASDAQ Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter)

Emerging Growth Company  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐


Item 5.02 Departure of Directors or CertainOfficers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On January 23, 2023, on the recommendation of the Compensation Committee (the “Committee”) of the Board of Directors of Longeveron Inc. (the “Board”), the Board approved an increase in Dr. K. Christopher Min’s base compensation to $450,000 (on an annualized basis), effective beginning February 1, 2023, in recognition of Dr. Min’s ongoing duties performed as interim Chief Executive Officer.

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

LONGEVERON INC.
Date: January 27, 2023 /s/ James Clavijo
Name: James Clavijo
Title: Chief Financial Officer

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