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8-K

Lunai Bioworks Inc. (LNAI)

8-K 2021-03-10 For: 2021-03-05
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Added on April 07, 2026

UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of theSecurities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 5, 2021


ENOCHIAN BIOSCIENCES INC.

(Exact name of registrant as specified in its charter)

Delaware 000-54478 45-2559340
(State or other jurisdiction (Commission File Number) (I.R.S. Employer
of incorporation) Identification No.)
2080 Century City East<br><br> <br>Suite 906<br><br> <br>Los Angeles, CA 90067<br><br> <br>(Address of principal executive offices)
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+1(786) 888-1685

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class Trading Symbol Name of Each Exchange on Which Registered
Common Stock, par value $0.0001 per share ENOB The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company     ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.      ☐

Item 5.07. Submission of Matters to a Vote of Security Holders.

On March 5, 2021, Enochian Biosciences Inc., a Delaware corporation (the “Company”), held its annual meeting of stockholders (the “Meeting”) as prescribed in the Proxy Statement filed by the Company with the Securities and Exchange Commission on February 3, 2021. At the Meeting, four proposals were submitted for a vote of the Company’s stockholders and the related results are as follows:

Proposal No. 1: The electionof Renè Sindlev, Mark R. Dybul, M.D., Carol L. Brosgart M.D, Gregg Alton, Evelyn D’An, James Sapirstein, Carl Sandlerand Henrik Gronfeldt-Sorensen. for terms until the next annual meeting of stockholders or until each such director’s successorshall have been duly elected and qualified. The stockholders elected each of the eight directors by the following votes:

Director Votes For Votes Withheld Broker Non-Votes
Renè Sindlev 23,967,934 8,850,608 1,115,545
Mark R. Dybul, M.D 23,927,123 8,891,419 1,115,545
Carol L. Brosgart, M.D. 24,414,539 8,404,003 1,115,545
Gregg Alton 23,385,047 9,433,495 1,115,545
Evelyn D’An 23,230,217 9,588,325 1,115,545
James Sapirstein 22,822,593 9,995,949 1,115,545
Carl Sandler 23,948,968 8,869,574 1,115,545
Henrik Gronfeldt-Sorensen 23,968,105 8,850,437 1,115,545

Proposal No. 2: An advisory vote on the compensation paid to our named executive officers. The proposal was approved as follows*:*

Votes For 32,752,645
Votes Against 65,345
Abstentions 552
Broker Non-Votes 1,115,545

Proposal No. 3: The approval of a non-binding resolutionregarding the frequency of future advisory votes on the compensation of the Company’s named executive officers. The stockholders approved the non-binding advisory resolution regarding the frequency of future votes on executive compensation with respect to every three (3) years as follows:

1 Year 1,685,711
2 Years 34,486
3 Years 31,022,018
Abstentions 76,327

The Company has decided to set the frequency of future advisory votes on the compensation of the Company’s named executive officers at every three (3) years going forward.

Proposal No. 4: Ratificationof Independent Registered Public Accounting Firm. The stockholders ratified Sadler, Gibb & Associates, LLC as the Company’s independent registered public accounting firm as follows:

Votes For 33,928,758
Votes Against 949
Abstentions 4,380
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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

ENOCHIAN BIOSCIENCES INC.
By: /s/ Luisa Puche
Name: Luisa Puche<br><br>Title: Chief Financial Officer

Date: March 10, 2021

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