LENSAR, Inc 8-K, filed Aug 4, 2023
LENSAR, Inc. (LNSR)
About this 8-K
LENSAR, Inc filed this 8-K on August 4, 2023, reporting on events of August 1, 2023.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.07 Submission of Matters to a Vote of Security Holders.
On August 1, 2023, LENSAR, Inc. (the “Company”) held a special meeting of stockholders (the “Special Meeting”). A total of 8,397,413 shares of the Company’s common stock were present in person or represented by proxy at the Special Meeting, representing approximately 74.97% of the Company’s common stock issued and outstanding and entitled to vote on the proposal presented at the Special Meeting as of the June 2, 2023 record date for the Special Meeting. Following are the voting results for the proposal considered and voted upon at the Special Meeting, which was described in the Company’s Definitive Proxy Statement filed with the Securities and Exchange Commission on June 20, 2023.
Proposal 1 – Approval, pursuant to Nasdaq Listing Rule 5635(b), of the issuance of shares of the Company’s common stock upon conversion of shares of Series A convertible preferred stock and exercise of warrants designated as the Class A Common Stock Purchase Warrants and warrants designated as the Class B Common Stock Purchase Warrants issued and sold to an affiliate of North Run Capital, LP.
Votes FOR |
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Votes AGAINST |
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Votes ABSTAINED |
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Broker Non-Votes |
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5,233,795 |
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3,154,033 |
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9,585 |
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0 |
Based on the foregoing votes Proposal 1 was approved.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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LENSAR, Inc. |
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Date: |
August 4, 2023 |
By: |
/s/ Nicholas T. Curtis |
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Nicholas T. Curtis |