8-K
MOBIVITY HOLDINGS CORP. (MFON)
UNITEDSTATES
SECURITIESAND EXCHANGE COMMISSION
Washington,D.C. 20549
FORM8-K
CURRENTREPORT
Pursuantto Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 18, 2020
MobivityHoldings Corp.
(Exact name of registrant as specified in its charter)
| Nevada | 000-53851 | 26-3439095 |
|---|---|---|
| (State<br> or Other Jurisdiction | (Commission | (I.R.S.<br> Employer |
| of<br> Incorporation) | File<br> Number) | Identification<br> Number) |
55N. Arizona Place, Suite 310
Chandler,Arizona 85225
(Address of principal executive offices) (zip code)
(866) 622-4261
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Securities registered pursuant to Section12(b)of the Act:
None
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions.
| [ ] | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| [ ] | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14d-2(b) |
| [ ] | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b) |
| [ ] | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item7.01 Regulation FD Disclosure.
On December 18, 2020, the holders of our outstanding common stock purchase warrants completed the exercise of a total of 2,666,459 warrants for the gross proceeds of $3,333,074. Each warrant entitled its holder to purchase one share of our common stock at an exercise price of $1.25 per share and was scheduled to expire by its terms in September 2021.
On December 31, 2020, the holder of a promissory note issued by us in the principal amount of $1,200,000 converted all principal and accrued interest, totaling $1,392,208, into 1,113,767 shares of our common stock at the conversion price of $1.25 per share.
| -2- |
| --- |
SIGNATURES
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MOBIVITY HOLDINGS CORP. | ||
|---|---|---|
| January 7, 2021 | By: | /s/ Dennis Becker |
| Dennis<br> Becker, | ||
| Chief<br> Executive Officer |
| -3- |
| --- |