8-K
MoonLake Immunotherapeutics (MLTX)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):June 7, 2023
MoonLake Immunotherapeutics
(Exact name of registrant as specified in itscharter)
| Cayman Islands | 001-39630 | 98-1711963 |
|---|---|---|
| (State or other jurisdiction of<br><br> <br>incorporation or organization) | (Commission File Number) | (I.R.S. Employer<br><br> <br>Identification Number) |
Dorfstrasse 29
Zug, Switzerland 6300
(Address of principal executive offices, including zip code)
41 415108022
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed sincelast report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| --- | --- |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| --- | --- |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| --- | --- |
Securities registered pursuant to Section 12(b)of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Class A ordinary share, par value $0.0001 per share | MLTX | The Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging Growth Company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
On Wednesday, June 7, 2023, MoonLake Immunotherapeutics (the “Company”) held its 2023 Annual General Meeting of Shareholders (the “Annual Meeting”) at 8:00 a.m. Eastern Time. As of the close of business on April 13, 2023, the record date for the Annual Meeting, there were 43,654,455 Class A Ordinary Shares and 9,046,656 Class C Ordinary Shares entitled to vote at the meeting. At the Annual Meeting, each of the Company’s director nominees was elected and the other proposal voted on was approved. The final voting results are set forth below:
| Votes <br> For | Votes <br> Withheld | Broker<br> <br>Non-Votes | ||||||
|---|---|---|---|---|---|---|---|---|
| Proposal 1. Election of Class I Director Nominees | ||||||||
| · Dr. Kara Lassen | 37,996,564 | 93,222 | 3,496,781 | |||||
| · Spike Loy | 37,728,807 | 360,979 | 3,496,781 | |||||
| Votes <br> For | Votes <br> Against | Abstentions | Broker<br> <br>Non-Votes | |||||
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| Proposal 2. Ratification, by ordinary resolution, of Baker Tilly US, LLP as Independent Auditor | 41,585,151 | 366 | 1,050 | 0 |
| 1 |
| --- |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MoonLake Immunotherapeutics | ||
|---|---|---|
| Date: June 7, 2023 | By: | /s/ Matthias Bodenstedt |
| Matthias Bodenstedt<br><br> <br>Chief Financial Officer |
| 2 |
| --- |