8-K
Natural Alternatives International Inc (NAII)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
DATE OF REPORT (Date of earl iest event reported): December 4 , 20 20
000-15701
(Commission file number)
NATURAL ALTERNATIVES INTERNATIONAL, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 84-1007839 | |
|---|---|---|
| (State of incorporation) | (IRS Employer Identification No.) | |
| 1535 Faraday Avenue<br><br> <br>Carlsbad, California 9200 8 | (760) 736-7700 | |
| (Address of principal executive offices) | (Registrant ’s telephone number) | |
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| --- | --- | --- |
| Common | NAII | NASDAQ |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| --- | --- |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| --- | --- |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| --- | --- |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
|---|
Our Annual Meeting of Stockholders was held on December 4, 2020. The following table sets forth the matters voted upon at the meeting and the results of the voting on each matter voted upon:
| Matter Voted Upon | Votes For | Withheld | Votes Against | Abstentions | Broker Non-Votes | |||||
|---|---|---|---|---|---|---|---|---|---|---|
| Election of two Class III directors to serve until the next annual meeting of stockholders held to elect Class III directors and until such director’s successor is elected and qualified: | ||||||||||
| Alan J. Lane | 3,671,517 | 204,428 | — | — | 1,610,511 | |||||
| Laura Kay Matherly | 3,694,511 | 181,434 | — | — | 1,610,511 | |||||
| Approval of 2020 Omnibus Incentive Plan | 3,584,244 | — | 194,479 | 97,222 | 1,610,511 | |||||
| Ratification of the selection of Haskell & White LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021 | 5,464,572 | — | 20,717 | 1,167 | — |
The named directors, the 2020 Omnibus Incentive Plan, the Ratification of Haskell & White, were each approved by the stockholders at the annual meeting.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Natural Alternatives International, Inc. | ||
|---|---|---|
| Date: December 8, 2020 | By: | /s/ Michael E. Fortin |
| Michael E. Fortin | ||
| Chief Financial Officer |